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LAKE RESOURCES N.L. — Major Shareholding Notification 2023
Jul 20, 2023
65240_rns_2023-07-20_c63c020a-74fc-4151-9a1b-61e2d0ec961c.pdf
Major Shareholding Notification
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603 Page 1 of 3
Form 603
Corporations Act 2001 Section
671B
Notice of initial substantial holder
To Company Name/Scheme LAKE RESOURCES NL ACN/ARSN/ ABN 490 794 719 80
1. Details of substantial holder (1)
Name JPMorgan Chase & Co. and its affiliates ACN/ARSN (if applicable) NA
The holder became a substantial holder on 19/07/2023
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary | 72,906,475 | 72,906,475 | 5.13% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| a substantial holder are as follows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
| JPMORGAN CHASE BANK,N.A | Securities on Loan as Agent Lender | 23,863,016 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | Holder of securities subject to an obligation to return under a securities lendingagreement |
12,779,201 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | Purchase and sales of securities in its capacity as Principal/Proprietary |
244,919 (Ordinary) |
| J.P. MORGAN SECURITIES LLC | Rehypothecation of client securities under a Prime Brokerage Agreement |
2,588,761 (Ordinary) |
| J.P. MORGAN SECURITIES LLC | Holder of securities subject to an obligation to return under a securities lendingagreement |
22,893,743 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Purchase and sales of securities in its capacity as Principal/Proprietary |
5,448,959 (Ordinary) |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Holder of securities subject to an obligation to return under a securities lendingagreement |
5,087,876 (Ordinary) |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Class and number of securities |
|---|---|---|---|
| JPMORGAN CHASE BANK,N.A | JPM Nominees Australia Pty Limited | Various Borrowers under the Securities Lending Agreement |
23,863,016 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | JPM Nominees Australia Pty Limited | JPM Nominees Australia Pty Limited | 12,779,201 (Ordinary) |
| J.P. MORGAN SECURITIES PLC | JPM Nominees Australia Pty Limited | J.P. MORGAN SECURITIES PLC | 244,919 (Ordinary) |
| J.P. MORGAN SECURITIES LLC | Citi Australia | Various Clients and Custodians | 2,588,761 (Ordinary) |
603 Page 2 of 3
| 603 Page 2 of | 3 | |||
|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Citi Australia | Citi Australia | 22,893,743 (Ordinary) |
|
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Ecapital Nominees Pty Ltd | J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
5,448,959 (Ordinary) |
|
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Ecapital Nominees Pty Ltd | Ecapital Nominees Pty Ltd | 5,087,876 (Ordinary) |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Consideration (9) | Class and number of securities |
|---|---|---|---|---|
| See Appendix | Cash | Non-cash | ||
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) J.P. MORGAN SECURITIES LLC J.P. MORGAN SECURITIES PLC J.P. MORGAN SECURITIES AUSTRALIA LIMITED JPMORGAN CHASE BANK, N.A. |
Nature of association |
|---|---|
| Subsidiary of JPMorgan Chase & Co. | |
| Subsidiary of JPMorgan Chase & Co. | |
| Subsidiary of JPMorgan Chase & Co. | |
| Subsidiary of JPMorgan Chase & Co. |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| JPMorgan Chase & Co. | 383 Madison Avenue, New York, New York, NY, 10179, United States |
| J.P. MORGAN SECURITIES LLC | 383 Madison Ave., New York, New York, NY, 10179, United States |
| J.P. MORGAN SECURITIES PLC | 25 Bank Street, Canary Wharf, London, E14 5JP, England |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Level 18, 83-85 Castlereagh Street, Sydney, NSW 2000, Australia |
| JPMORGAN CHASE BANK, N.A. | 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States |
Signature
| print name sign here |
Vasim Pathan Capacity Compliance Officer |
|---|---|
| date 21/07/2023 |
|
603 Page 3 of 3
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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TRADES FOR RELEVANT PERIOD Appendix
Transaction Date Entity Product Type Type of Transaction Quantity Price (AUD) Consideration
Balance at start of relevant period 73,719,937
20-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (146) 0.52 $ 75.92
20-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 146 0.52 $ 75.92
20-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,030) 0.52 $ 8,335.60
20-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,117 0.50 $ 1,558.50
20-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 47,917 0.50 $ 23,958.50
20-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 27,519 0.53 $ 14,447.48
20-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 288,354 0.50 $ 144,611.55
20-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 107,156 0.52 $ 55,185.45
20-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,019) 0.51 $ 520.85
20-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,198 0.50 $ 14,099.00
20-Mar-23 J.P. MORGAN SECURITIES PLC Equity Sell (706) 0.50 $ 353.00
20-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Adjustment (13,185) - $ -
20-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Adjustment (5) - $ -
20-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (342,000) - $ -
21-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,370) 0.50 $ 685.00
21-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,370 0.50 $ 685.00
21-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,370) 0.51 $ 698.70
21-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,026 0.51 $ 523.26
21-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35,744) 0.51 $ 18,229.44
21-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (96,090) 0.51 $ 48,797.00
21-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,177 0.51 $ 12,755.62
21-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 241,969 0.51 $ 123,023.81
21-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 95,653 0.51 $ 48,783.03
21-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (730) 0.51 $ 370.47
21-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35,816) 0.52 $ 18,445.24
21-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (700,550) - $ -
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,919 0.51 $ 7,608.69
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,919) 0.51 $ 7,608.69
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,970 0.51 $ 6,044.85
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,383 0.51 $ 1,708.42
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,604) 0.50 $ 4,826.01
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,779 0.50 $ 1,396.45
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,779) 0.50 $ 1,396.45
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,786 0.52 $ 2,488.72
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,133 0.52 $ 5,269.16
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,656 0.50 $ 18,144.72
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (44,650) 0.50 $ 22,101.75
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,380 0.50 $ 11,078.10
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 58,606 0.50 $ 29,009.97
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 42,313 0.50 $ 21,344.79
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (40,237) 0.52 $ 20,722.06
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 55,009 0.50 $ 27,265.05
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,384 0.50 $ 11,692.07
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (807) 0.50 $ 399.47
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 807 0.50 $ 399.47
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 121 0.50 $ 59.90
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (121) 0.50 $ 59.90
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,582) 0.51 $ 6,416.82
22-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (57,489) 0.51 $ 29,319.39
22-Mar-23 J.P. MORGAN SECURITIES PLC Equity Sell (243) 0.50 $ 120.29
22-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 21,261 - $ -
22-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (21,261) - $ -
22-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (496,867) - $ -
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (256) 0.50 $ 126.72
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 256 0.50 $ 126.72
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (529) 0.48 $ 251.28
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 121,964 0.46 $ 55,493.62
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (49,235) 0.46 $ 22,401.93
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 121,825 0.46 $ 55,430.38
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (121,825) 0.46 $ 55,430.38
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,979 0.46 $ 5,450.45
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,980 0.46 $ 4,540.90
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 272 0.46 $ 123.76
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (272) 0.46 $ 123.76
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,000 0.46 $ 13,731.60
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 502,153 0.46 $ 229,923.81
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,040 0.47 $ 483.60
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 600,894 0.46 $ 276,125.21
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 327,048 0.46 $ 149,924.36
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,850 0.47 $ 1,325.25
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 100 0.48 $ 47.50
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,436) 0.50 $ 1,205.82
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,040) 0.50 $ 514.80
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 724 0.46 $ 329.42
23-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (724) 0.46 $ 329.42
23-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (376,431) - $ -
23-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (122,395) - $ -
23-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (77,605) - $ -
24-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (110) 0.46 $ 50.05
24-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 110 0.46 $ 50.05
24-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,199) 0.46 $ 545.55
24-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 747 0.46 $ 339.89
24-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,640) 0.48 $ 787.20
24-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 47,917 0.48 $ 23,000.16
24-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,401 0.48 $ 8,352.48
24-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (580) 0.48 $ 278.40
24-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 580 0.48 $ 278.40
24-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 171,852 0.47 $ 80,957.24
24-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,659 0.47 $ 7,315.92
24-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 60,103 0.47 $ 28,177.43
24-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 139,254 0.47 $ 64,774.56
24-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (96,372) 0.46 $ 43,849.26
24-Mar-23 J.P. MORGAN SECURITIES PLC Equity Sell (1,928) 0.48 $ 925.44
24-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (35,973) - $ -
27-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (108) 0.48 $ 51.84
27-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 108 0.48 $ 51.84
27-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (688) 0.45 $ 309.60
27-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,071 0.42 $ 859.47
27-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,979) 0.42 $ 4,971.29
27-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 476 0.42 $ 197.54
27-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (476) 0.42 $ 197.54
27-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 121 0.42 $ 50.22
27-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (121) 0.42 $ 50.22
27-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 186,947 0.44 $ 81,321.95
27-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (172,266) 0.43 $ 74,798.59
27-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 80,000 0.43 $ 34,278.00
27-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 102,672 0.43 $ 44,155.43
27-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,556) 0.44 $ 11,676.75
27-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 92,503 0.42 $ 39,292.68
27-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (203,273) 0.48 $ 97,571.04
27-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (10,039) - $ -
27-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (31,195) - $ -
27-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,000,000) - $ -
27-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (194,498) - $ -
27-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (705,157) - $ -
28-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (99) 0.42 $ 41.09
28-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 99 0.42 $ 41.09
28-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,667 0.45 $ 11,550.15
28-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,566 0.45 $ 1,154.70
28-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (95,834) 0.45 $ 43,125.30
28-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 498 0.42 $ 206.67
28-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,562 0.45 $ 11,502.90
28-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,562) 0.45 $ 11,502.90
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TRADES FOR RELEVANT PERIOD Appendix
28-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,568) 0.45 $ 11,055.60
28-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 92,640 0.45 $ 42,088.30
28-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,197) 0.45 $ 540.40
28-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 228,664 0.45 $ 103,641.50
28-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 641,441 0.44 $ 282,255.85
28-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (117,787) 0.45 $ 53,003.09
28-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 285,135 0.45 $ 128,444.19
28-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,831) 0.46 $ 2,653.11
28-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (356,411) 0.42 $ 147,910.57
28-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (565,111) - $ -
28-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,500,000 - $ -
29-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,039 0.45 $ 467.55
29-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,039) 0.45 $ 467.55
29-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 934 0.44 $ 410.96
29-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,868) 0.45 $ 840.60
29-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,521) 0.45 $ 684.45
29-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (41,681) 0.45 $ 18,756.45
29-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (72,411) 0.45 $ 32,584.95
29-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (110,450) 0.45 $ 49,702.50
29-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,984) 0.45 $ 4,042.80
29-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (214) 0.45 $ 96.30
29-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 214 0.45 $ 96.30
29-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 27,061 0.45 $ 12,227.57
29-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 242,287 0.45 $ 109,793.08
29-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,443 0.45 $ 1,549.92
29-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 64,910 0.45 $ 29,419.35
29-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,059 0.45 $ 7,279.56
29-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (200,000) - $ -
29-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (17,013) - $ -
29-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (25,429) - $ -
29-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (7,257) - $ -
29-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (10,039) - $ -
29-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (5,324) - $ -
29-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (2,500) - $ -
29-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (26,904) - $ -
29-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (9,231) - $ -
29-Mar-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (3,003) - $ -
29-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (1,000,000) - $ -
29-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 79,921 - $ -
29-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,318,163) - $ -
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (319) 0.45 $ 143.55
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 319 0.45 $ 143.55
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,420) 0.47 $ 667.40
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,420 0.47 $ 667.40
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,953) 0.47 $ 908.15
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 69,282 0.47 $ 32,562.54
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (140,727) 0.47 $ 66,075.69
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,554 0.47 $ 13,420.38
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,983) 0.47 $ 7,042.01
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 97,664 0.47 $ 45,902.08
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (97,664) 0.47 $ 45,902.08
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (50,258) 0.47 $ 23,621.26
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35,932) 0.47 $ 16,888.04
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (50,325) 0.48 $ 24,274.26
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,510 0.48 $ 717.57
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 74,684 0.48 $ 35,474.90
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (81,990) 0.47 $ 38,912.54
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (606) 0.47 $ 284.82
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 606 0.47 $ 284.82
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 723 0.47 $ 339.81
30-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (723) 0.47 $ 339.81
30-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 31,195 - $ -
30-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 36,943 - $ -
30-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 15,734 - $ -
30-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 247,097 - $ -
30-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 6,216 - $ -
30-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,766,803) - $ -
31-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (67) 0.47 $ 31.49
31-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 67 0.47 $ 31.49
31-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (122) 0.48 $ 57.95
31-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (297) 0.45 $ 132.17
31-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (71,568) 0.45 $ 31,847.76
31-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,559) 0.45 $ 4,253.76
31-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23,955) 0.45 $ 10,659.98
31-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,672) 0.45 $ 3,859.04
31-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (868) 0.45 $ 386.26
31-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 868 0.45 $ 386.26
31-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (405,409) 0.47 $ 188,596.27
31-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (41,279) 0.48 $ 19,813.92
31-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (92,640) 0.47 $ 43,540.80
31-Mar-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,384) 0.47 $ 6,290.48
31-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 8,397 - $ -
31-Mar-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 215,982 - $ -
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 73 0.45 $ 32.49
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (73) 0.45 $ 32.49
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (795) 0.50 $ 397.50
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,071 0.48 $ 994.08
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,677 0.48 $ 804.96
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 102,445 0.48 $ 49,173.60
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,260 0.48 $ 7,324.80
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,252 0.48 $ 3,000.96
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 42,606 0.48 $ 20,450.88
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,473 0.48 $ 2,651.88
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (73,397) 0.48 $ 35,595.34
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,691) 0.50 $ 5,797.38
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (657,474) 0.50 $ 328,055.20
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,061 0.49 $ 7,379.89
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 219,557 0.49 $ 108,102.62
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 83,368 0.52 $ 43,359.53
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (145,117) 0.49 $ 70,964.68
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (169,390) 0.45 $ 75,378.55
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,971) 0.45 $ 4,437.10
03-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 1,000,000 - $ -
03-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 2,500,000 - $ -
03-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 133,477 - $ -
03-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 266,523 - $ -
04-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,754) 0.48 $ 841.92
04-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,754 0.48 $ 841.92
04-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,754) 0.49 $ 859.46
04-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,800) 0.46 $ 11,868.00
04-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,267 0.46 $ 7,942.82
04-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,928 0.46 $ 1,346.88
04-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 218 0.47 $ 103.27
04-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 76,341 0.47 $ 35,752.02
04-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (218) 0.48 $ 104.64
04-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (38,476) 0.48 $ 18,468.48
04-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,634 0.46 $ 3,511.64
04-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,634) 0.46 $ 3,511.64
04-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (142,436) - $ -
04-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (44,850) - $ -
04-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (36,943) - $ -
04-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (26,904) - $ -
04-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (6,216) - $ -
04-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (70,036) - $ -
04-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (8,397) - $ -
04-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (215,982) - $ -
2/14
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TRADES FOR RELEVANT PERIOD Appendix
05-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (315) 0.46 $ 144.90
05-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 315 0.46 $ 144.90
05-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,319 0.47 $ 3,403.34
05-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (47,910) 0.48 $ 22,757.25
05-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,341) 0.48 $ 636.98
05-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,967) 0.48 $ 8,534.33
05-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (74,519) 0.46 $ 34,582.63
05-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (21,349) 0.46 $ 9,802.31
05-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,485 0.46 $ 4,790.48
05-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 50,888 0.48 $ 24,171.80
05-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,718 0.46 $ 15,869.08
05-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 104,300 - $ -
05-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 44,850 - $ -
05-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 31,747 - $ -
05-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 8,397 - $ -
05-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 36,943 - $ -
05-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 26,904 - $ -
05-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 40,917 - $ -
05-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 6,216 - $ -
05-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 25,926 - $ -
05-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 600,796 - $ -
06-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 807 0.46 $ 371.22
06-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (807) 0.46 $ 371.22
06-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,967) 0.47 $ 8,444.49
06-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 807 0.46 $ 371.22
06-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23,955) 0.46 $ 10,899.53
06-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,051 0.46 $ 8,668.21
06-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,040) 0.46 $ 3,203.20
06-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,430 0.46 $ 9,323.25
06-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,862) 0.45 $ 11,187.90
06-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 36,965 - $ -
06-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 400,000 - $ -
11-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (180) 0.46 $ 81.90
11-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 180 0.46 $ 81.90
11-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 241 0.46 $ 109.66
11-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (241) 0.46 $ 109.66
11-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 61 0.46 $ 27.76
11-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,395 0.46 $ 1,089.73
11-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,738) 0.46 $ 2,179.48
11-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,239) 0.46 $ 3,329.94
11-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,891 0.46 $ 4,549.86
11-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (90,767) 0.46 $ 41,752.82
11-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 47,587 0.46 $ 21,967.63
11-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 96,323 0.46 $ 44,357.80
11-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,703) 0.46 $ 789.83
11-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,420 0.47 $ 660.30
11-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,863 0.47 $ 4,126.39
11-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 80,496 0.46 $ 37,028.16
11-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,420) 0.46 $ 646.10
12-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (90,233) 0.46 $ 41,507.18
12-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 90,233 0.46 $ 41,507.18
12-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 534 0.47 $ 250.98
12-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (88,874) 0.45 $ 39,993.30
12-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,922 0.45 $ 1,764.90
12-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,484) 0.45 $ 1,117.80
12-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (301) 0.45 $ 135.45
12-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 301 0.45 $ 135.45
12-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,316 0.46 $ 10,801.70
12-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,955 0.47 $ 4,181.82
12-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (5,000,000) - $ -
12-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (1,561,489) - $ -
12-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (124,571) - $ -
13-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (125) 0.45 $ 56.25
13-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 125 0.45 $ 56.25
13-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (426) 0.45 $ 189.57
13-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (65,876) 0.45 $ 29,314.82
13-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18,346 0.45 $ 8,163.97
13-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (100,711) 0.45 $ 45,319.95
13-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 100,711 0.45 $ 45,319.95
13-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,908 0.45 $ 2,658.60
13-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 436 0.45 $ 195.45
13-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (445) 0.45 $ 198.03
13-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 445 0.45 $ 198.03
13-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 241 0.45 $ 107.25
13-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (241) 0.45 $ 107.25
14-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,197) 0.46 $ 544.64
14-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (204) 0.46 $ 92.82
14-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,845 0.46 $ 1,768.70
14-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 40,258 0.46 $ 18,518.68
14-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 435 0.46 $ 200.10
14-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (435) 0.46 $ 200.10
14-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 33,922 0.46 $ 15,643.47
14-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 27,876 0.45 $ 12,627.80
14-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,486 0.46 $ 683.08
14-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 85,213 0.45 $ 38,599.44
14-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (642) 0.46 $ 295.32
14-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,035) 0.46 $ 3,236.10
14-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (65,256) 0.45 $ 29,038.92
14-Apr-23 J.P. MORGAN SECURITIES PLC Equity Sell (10,199) 0.46 $ 4,691.54
14-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (600,796) - $ -
17-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 435 0.48 $ 208.80
17-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,191 0.48 $ 2,011.68
17-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,450) 0.55 $ 790.25
17-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,932 0.55 $ 1,052.94
17-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,450 0.55 $ 790.25
17-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,482) 0.55 $ 18,792.69
17-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 39,209 0.55 $ 21,368.91
17-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (112) 0.55 $ 61.04
17-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 810,592 0.52 $ 424,321.40
17-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (269,521) 0.55 $ 147,144.99
17-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (372,680) 0.54 $ 201,528.57
17-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (61,034) 0.55 $ 33,350.56
17-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,122) 0.46 $ 6,036.12
17-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,000,000) - $ -
17-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (104,300) - $ -
17-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (44,850) - $ -
17-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (31,747) - $ -
17-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (183,549) - $ -
17-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (36,943) - $ -
17-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (26,904) - $ -
17-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (40,917) - $ -
17-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (63,517) - $ -
17-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (6,216) - $ -
17-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (7,324,222) - $ -
17-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 183,549 - $ -
17-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 9,816,451 - $ -
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (293) 0.55 $ 161.15
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,784) 0.50 $ 1,378.08
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,840) 0.50 $ 3,385.80
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (237,845) 0.50 $ 117,733.28
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 138,068 0.49 $ 67,995.18
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 100,000 0.50 $ 49,500.00
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (315,523) 0.51 $ 159,601.63
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (50,000) 0.50 $ 24,750.00
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (723,889) 0.51 $ 366,804.69
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 310 0.50 $ 154.99
3/14
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TRADES FOR RELEVANT PERIOD Appendix
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (641,323) 0.51 $ 325,253.37
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,326 0.54 $ 8,816.04
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (405) 0.55 $ 220.73
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 405 0.55 $ 220.73
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (490) 0.50 $ 242.55
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 490 0.50 $ 242.55
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (27,210) 0.50 $ 13,468.95
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (144) 0.50 $ 71.28
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 144 0.50 $ 71.28
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (48,830) 0.55 $ 26,612.35
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (138,068) 0.55 $ 75,247.06
18-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow 1,000,000 - $ -
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 200,000 - $ -
18-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 280,000 - $ -
18-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 300,000 - $ -
18-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 44,850 - $ -
18-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 31,747 - $ -
18-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 36,943 - $ -
18-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 26,813 - $ -
18-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 40,917 - $ -
18-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 621 - $ -
19-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15) 0.50 $ 7.43
19-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,940) 0.46 $ 882.70
19-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (268) 0.46 $ 124.46
19-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 619 0.50 $ 306.41
19-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (619) 0.50 $ 306.41
19-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30,052) 0.46 $ 13,673.66
19-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,874 0.46 $ 5,857.67
19-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,651) 0.46 $ 3,026.21
19-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (961) 0.46 $ 437.26
19-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 961 0.46 $ 437.26
19-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow 500,000 - $ -
19-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow 2,500,000 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 20,562 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,792 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 508,208 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 124,571 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 31,195 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 118,822 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 54,890 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 7 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 91,367 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 15,734 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 168,798 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 6,216 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (31,195) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (118,822) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (20,000) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (20,562) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (133,477) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (91,367) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (15,734) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (327,018) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (6,045) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,900,525) - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 131,678 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 221,737 - $ -
19-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,646,585 - $ -
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (52,892) 0.46 $ 24,330.32
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (961) 0.45 $ 432.45
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (54,922) 0.45 $ 24,440.29
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 61,230 0.45 $ 27,247.35
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,940 0.45 $ 863.30
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 108,025 0.45 $ 48,071.13
20-Apr-23 J.P. MORGAN SECURITIES PLC Equity Buy 2,887 0.45 $ 1,284.72
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (39,235) 0.44 $ 17,440.62
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (54,375) 0.45 $ 24,196.88
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 54,375 0.45 $ 24,196.88
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (54,375) 0.45 $ 24,196.88
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 54,375 0.45 $ 24,196.88
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 97,897 0.45 $ 43,564.17
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 54,375 0.45 $ 24,196.88
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (54,375) 0.45 $ 24,196.88
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 151 0.45 $ 67.20
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (151) 0.45 $ 67.20
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 120 0.45 $ 53.40
20-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (120) 0.45 $ 53.40
20-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow 1,000,000 - $ -
20-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 600,000 - $ -
20-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 17,000 - $ -
20-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 881 - $ -
20-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 100,000 - $ -
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 817 0.44 $ 359.48
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1 0.44 $ 0.44
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (123,815) 0.44 $ 55,079.60
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (48,085) 0.45 $ 21,397.83
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 151,207 0.45 $ 67,287.12
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,240) 0.45 $ 4,557.06
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18,032) 0.45 $ 8,024.24
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 43,797 0.45 $ 19,489.67
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,237) 0.45 $ 995.47
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,237 0.45 $ 995.47
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (151,207) 0.45 $ 67,287.12
21-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow 70,000 - $ -
21-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow 1,000,000 - $ -
21-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (1,000,000) - $ -
21-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 600,000 - $ -
21-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 300,000 - $ -
21-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 500,000 - $ -
21-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 87,546 - $ -
21-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 19,119 - $ -
21-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 324,227 - $ -
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,251) 0.45 $ 1,001.70
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,838 0.43 $ 3,756.15
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14) 0.45 $ 6.23
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14 0.45 $ 6.23
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,122) 0.43 $ 901.85
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,035) 0.43 $ 2,989.88
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 200 0.43 $ 85.50
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 388 0.43 $ 164.90
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,272) 0.42 $ 8,169.25
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,384 0.44 $ 4,082.04
24-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,384) 0.45 $ 4,175.88
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,406 0.42 $ 1,010.52
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,970 0.43 $ 1,262.25
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 98 0.42 $ 41.55
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 214,828 0.42 $ 89,922.06
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (50,000) 0.42 $ 21,000.00
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1 0.42 $ 0.42
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (149,302) 0.42 $ 62,416.30
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,002) 0.42 $ 418.34
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (214,828) 0.43 $ 91,301.90
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 31,293 0.43 $ 13,299.53
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,142 0.43 $ 910.35
26-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,142) 0.43 $ 910.35
26-Apr-23 J.P. MORGAN SECURITIES PLC Equity Buy 1,449 0.43 $ 615.83
4/14
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TRADES FOR RELEVANT PERIOD Appendix
26-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow 200,000 - $ -
26-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (200,000) - $ -
26-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow 1,000,000 - $ -
26-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (1,000,000) - $ -
26-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow 2,500,000 - $ -
26-Apr-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (2,500,000) - $ -
26-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 91,335 - $ -
26-Apr-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (91,335) - $ -
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,606) 0.41 $ 1,478.46
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,079 0.41 $ 852.39
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (63) 0.43 $ 26.78
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 63 0.43 $ 26.78
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,433) 0.42 $ 11,096.73
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 89,061 0.42 $ 36,977.24
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 94,348 0.42 $ 39,154.42
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.42 $ 4,150.88
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 107,507 0.42 $ 45,152.94
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (132) 0.42 $ 55.44
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 132 0.42 $ 55.44
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (241) 0.42 $ 101.22
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 241 0.42 $ 101.22
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,143) 0.43 $ 5,585.78
27-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (94,348) 0.43 $ 40,097.90
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (389) 0.43 $ 167.27
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (113,825) 0.42 $ 47,806.50
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16) 0.42 $ 6.72
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16 0.42 $ 6.72
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 40,503 0.42 $ 17,011.26
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,078) 0.42 $ 452.76
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,078 0.42 $ 452.76
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,035) 0.42 $ 2,954.70
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (37,080) 0.43 $ 15,837.65
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,784) 0.43 $ 7,133.20
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 50,000 0.43 $ 21,553.45
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 446,691 0.43 $ 192,545.71
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 47,446 0.43 $ 20,501.70
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (446,691) 0.42 $ 187,610.22
28-Apr-23 J.P. MORGAN SECURITIES PLC Equity Sell (684) 0.42 $ 287.28
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (453) 0.42 $ 190.26
28-Apr-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 453 0.42 $ 190.26
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,419) 0.43 $ 610.17
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,299) 0.43 $ 12,681.08
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 222 0.44 $ 96.57
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (223) 0.44 $ 98.68
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,962) 0.45 $ 1,763.09
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,962 0.45 $ 1,763.09
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (75,926) 0.45 $ 33,787.07
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 54,809 0.45 $ 24,664.05
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 261,230 0.45 $ 116,374.05
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.44 $ 4,441.41
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18,852 0.44 $ 8,373.70
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,959) 0.44 $ 1,722.17
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,633 0.44 $ 3,825.92
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (261,230) 0.42 $ 109,716.60
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 112 0.42 $ 47.04
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (112) 0.42 $ 47.04
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,603 0.45 $ 4,718.34
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (56,433) 0.45 $ 25,112.69
01-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 56,433 0.45 $ 25,112.69
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (56,427) 0.45 $ 25,294.08
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,962) 0.47 $ 1,862.14
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,310) 0.47 $ 1,085.70
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (110,194) 0.47 $ 51,791.18
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 423,013 0.47 $ 198,231.08
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,461 0.48 $ 5,944.07
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 40,000 0.46 $ 18,200.00
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (105,987) 0.47 $ 50,099.00
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (815) 0.47 $ 380.20
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 62,130 0.46 $ 28,606.27
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,063 0.47 $ 962.76
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6 0.45 $ 2.67
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6) 0.45 $ 2.67
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (38,395) 0.47 $ 18,045.65
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,590) 0.47 $ 8,267.30
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,256) 0.47 $ 5,290.32
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,293 0.47 $ 2,957.71
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,293) 0.47 $ 2,957.71
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 121 0.47 $ 56.87
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (121) 0.47 $ 56.87
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (423,013) 0.45 $ 188,240.79
02-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,063) 0.45 $ 918.04
02-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow 200,000 - $ -
02-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (200,000) - $ -
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,414 0.47 $ 2,982.51
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,414) 0.46 $ 3,900.49
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,416) 0.47 $ 658.44
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 42 0.46 $ 19.43
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,374 0.47 $ 638.91
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 109,058 0.47 $ 51,257.26
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,075) 0.47 $ 8,025.25
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,632 0.47 $ 2,647.04
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 66,485 0.47 $ 31,247.95
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 100,000 0.47 $ 47,000.00
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 97,112 0.46 $ 45,026.85
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 0.46 $ 4,636.04
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 109,205 0.47 $ 51,326.35
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (109,205) 0.47 $ 51,326.35
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,208 0.47 $ 567.76
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,208) 0.47 $ 567.76
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (118,883) 0.47 $ 55,875.01
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,610 0.47 $ 756.70
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,610) 0.47 $ 756.70
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (100,000) 0.47 $ 47,000.00
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 120,196 0.47 $ 56,492.12
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6 0.47 $ 2.82
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6) 0.47 $ 2.82
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24) 0.47 $ 11.28
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 24 0.47 $ 11.28
03-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (97,112) 0.47 $ 45,642.64
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,962 0.47 $ 1,392.14
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,818 0.47 $ 5,096.48
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (193) 0.48 $ 91.68
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,001) 0.48 $ 480.48
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,154 0.48 $ 3,433.92
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 101,022 0.48 $ 48,490.56
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15 0.47 $ 7.05
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15) 0.47 $ 7.05
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (193) 0.48 $ 91.68
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 193 0.48 $ 91.68
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,344 0.48 $ 1,125.12
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,809 0.48 $ 2,308.32
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25) 0.48 $ 12.00
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25 0.48 $ 12.00
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,114 0.48 $ 1,985.01
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 45,669 0.48 $ 21,904.04
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 58,826 0.48 $ 28,286.95
5/14
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TRADES FOR RELEVANT PERIOD Appendix
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,372 0.49 $ 6,970.42
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,724) 0.48 $ 3,227.52
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,372) 0.47 $ 6,754.84
04-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (88,085) 0.47 $ 41,399.95
04-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 25,429 - $ -
04-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 18,624 - $ -
04-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (44,053) - $ -
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25 0.48 $ 12.00
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 364 0.48 $ 174.72
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25) 0.48 $ 12.00
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,834 0.48 $ 6,178.92
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,951 0.49 $ 946.24
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,568) 0.49 $ 767.57
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (446) 0.50 $ 221.89
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,996) 0.50 $ 1,998.00
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 148,432 0.50 $ 74,216.00
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,822 0.50 $ 3,911.00
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,797 0.50 $ 4,405.65
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 68,531 0.50 $ 34,034.96
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,244) 0.50 $ 622.00
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 142,468 0.49 $ 69,696.91
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (168) 0.49 $ 81.48
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,859 0.49 $ 901.62
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,859) 0.49 $ 901.62
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 76 0.49 $ 36.86
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 85 0.49 $ 41.23
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 66 0.49 $ 32.01
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,417) 0.49 $ 687.25
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,417 0.49 $ 687.25
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,345 0.50 $ 672.50
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (374) 0.50 $ 187.00
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 374 0.50 $ 187.00
05-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,797) 0.48 $ 4,222.56
05-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 2,345 - $ -
05-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,345) - $ -
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,202 0.52 $ 619.03
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (399) 0.52 $ 205.49
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,213 0.52 $ 3,750.76
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (146,038) 0.52 $ 75,939.76
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 139,486 0.52 $ 72,532.72
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 84,032 0.52 $ 44,036.47
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,034 0.53 $ 10,517.85
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18,351 0.54 $ 9,817.79
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 134,490 0.52 $ 69,934.80
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30,000) 0.52 $ 15,689.79
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25) 0.50 $ 12.50
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25 0.50 $ 12.50
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 146,044 0.52 $ 75,942.88
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (146,044) 0.52 $ 75,942.88
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,588 0.52 $ 825.76
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,442) 0.52 $ 4,389.84
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (992) 0.52 $ 515.84
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 992 0.52 $ 515.84
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,207 0.52 $ 627.64
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,207) 0.52 $ 627.64
08-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18,351) 0.50 $ 9,175.50
09-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (345) 0.52 $ 179.40
09-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (51,684) 0.51 $ 26,358.84
09-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,800) 0.51 $ 3,978.00
09-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 215,312 0.54 $ 115,191.92
09-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,974 0.51 $ 1,014.89
09-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,822 0.52 $ 9,270.20
09-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 95 0.52 $ 49.40
09-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (95) 0.52 $ 49.40
09-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,651) 0.51 $ 3,392.01
09-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,300 0.51 $ 5,763.00
09-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (397) 0.51 $ 202.47
09-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 397 0.51 $ 202.47
09-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 20,000 - $ -
09-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (84,675) - $ -
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (419) 0.51 $ 213.69
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,808) 0.51 $ 2,452.08
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (120,426) 0.51 $ 61,417.26
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,191 0.51 $ 8,767.41
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 108,177 0.51 $ 55,170.27
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22) 0.51 $ 11.22
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22 0.51 $ 11.22
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,284 0.51 $ 2,184.84
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,698) 0.51 $ 13,105.98
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,943) 0.51 $ 2,010.93
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,943 0.51 $ 2,010.93
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 82,334 0.51 $ 41,990.34
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,478) 0.51 $ 753.78
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,478 0.51 $ 753.78
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 53,101 0.51 $ 27,081.51
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,147 0.51 $ 2,600.85
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (144,661) 0.51 $ 73,053.81
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 216,067 0.51 $ 110,098.24
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (125) 0.51 $ 63.13
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,261 0.51 $ 8,295.87
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,147) 0.51 $ 2,624.97
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,137) 0.51 $ 1,599.87
10-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,137 0.51 $ 1,599.87
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,335) 0.52 $ 2,254.20
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,335 0.52 $ 2,254.20
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 113,457 0.52 $ 59,027.71
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,978 0.57 $ 2,267.23
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (42,069) 0.58 $ 24,189.68
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (205,069) 0.58 $ 119,247.42
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 290,557 0.55 $ 159,749.40
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (102,287) 0.58 $ 59,089.36
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 535,761 0.54 $ 291,347.37
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,849) 0.57 $ 4,999.69
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 49,916 0.56 $ 28,180.43
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 52,938 0.57 $ 30,181.70
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,978 0.55 $ 2,187.90
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,978) 0.55 $ 2,187.90
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,019) 0.58 $ 6,910.93
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (44,270) 0.58 $ 25,455.25
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,184) 0.58 $ 7,580.80
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,652 0.58 $ 2,674.90
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,652) 0.58 $ 2,674.90
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (603) 0.58 $ 346.73
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 603 0.58 $ 346.73
11-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (41,067) 0.51 $ 20,944.17
11-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (87,546) - $ -
11-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (19,119) - $ -
11-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (310,335) - $ -
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 93 0.58 $ 53.48
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (93) 0.58 $ 53.48
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,040) 0.65 $ 15,626.00
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (120,500) 0.58 $ 69,287.50
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,252 0.65 $ 9,263.80
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9 0.65 $ 5.85
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9) 0.65 $ 5.85
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (362) 0.65 $ 235.30
6/14
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TRADES FOR RELEVANT PERIOD Appendix
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 362 0.65 $ 235.30
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23,147) 0.64 $ 14,922.06
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 87,161 0.59 $ 51,424.99
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,127 0.62 $ 4,449.59
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (301,555) 0.60 $ 181,899.18
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (83,612) 0.62 $ 51,812.10
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (536,216) 0.64 $ 343,697.83
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 78,635 0.64 $ 50,065.33
12-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,956) 0.58 $ 5,149.70
12-May-23 J.P. MORGAN SECURITIES PLC Equity Buy 1,579 0.65 $ 1,026.35
12-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,000,000 - $ -
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,737 0.67 $ 2,503.79
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,978) 0.62 $ 2,466.36
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,346 0.62 $ 11,994.52
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,129,774) 0.61 $ 690,729.14
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (57,061) 0.60 $ 34,344.67
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (149,675) 0.59 $ 88,914.58
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (278,291) 0.60 $ 167,992.03
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (69,679) 0.63 $ 43,549.38
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (52) 0.65 $ 33.80
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 52 0.65 $ 33.80
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18,024) 0.62 $ 11,174.88
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,977) 0.62 $ 14,245.74
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (171) 0.62 $ 106.02
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 171 0.62 $ 106.02
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (79,237) 0.65 $ 51,504.05
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (120) 0.62 $ 74.40
15-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 120 0.62 $ 74.40
15-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow 38,096 - $ -
15-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 46,369 - $ -
15-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 91 - $ -
15-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,081 - $ -
15-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 19,119 - $ -
15-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 200,000 - $ -
15-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 271,182 - $ -
15-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 428,818 - $ -
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 79,066 0.62 $ 49,020.92
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (79,066) 0.62 $ 49,020.92
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (905) 0.64 $ 574.68
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,806) 0.64 $ 3,060.59
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,806) 0.61 $ 2,931.66
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 153,324 0.61 $ 93,527.64
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9 0.63 $ 5.65
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (56,016) 0.62 $ 34,939.31
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (198,188) 0.62 $ 123,357.17
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (47,242) 0.63 $ 29,569.05
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 92,374 0.64 $ 59,076.68
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 230 0.62 $ 142.60
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (230) 0.62 $ 142.60
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (844) 0.62 $ 523.28
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 844 0.62 $ 523.28
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,032) 0.61 $ 14,659.52
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,105) 0.61 $ 20,804.05
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,104 0.61 $ 7,993.44
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (190) 0.61 $ 115.90
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 190 0.61 $ 115.90
16-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (92,374) 0.62 $ 57,271.88
16-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow 91,280 - $ -
16-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,000,000) - $ -
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (190) 0.61 $ 115.90
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,604) 0.61 $ 2,198.44
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,201) 0.62 $ 738.62
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,806) 0.65 $ 3,099.87
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (152,243) 0.65 $ 98,196.74
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,380) 0.61 $ 1,451.80
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 60 0.66 $ 39.75
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (77,506) 0.65 $ 50,066.32
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 415,216 0.63 $ 262,102.61
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,438) 0.63 $ 1,542.49
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (46,869) 0.64 $ 30,194.88
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (39,449) 0.65 $ 25,444.61
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,806) 0.65 $ 3,099.87
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 77 0.65 $ 49.67
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (77) 0.65 $ 49.67
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,326 0.65 $ 855.27
17-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,326) 0.65 $ 855.27
17-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow 900,000 - $ -
17-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow 400,000 - $ -
17-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 11,445 - $ -
17-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (11,445) - $ -
17-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (127,786) - $ -
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,487 0.67 $ 22,933.86
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,087 0.67 $ 20,007.86
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,583 0.66 $ 1,038.54
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,003 0.62 $ 3,721.86
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,016) 0.62 $ 7,449.92
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (57,322) 0.65 $ 36,979.74
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (209,268) 0.64 $ 134,033.01
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (365,967) 0.65 $ 237,878.55
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 172 0.65 $ 110.94
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (172) 0.65 $ 110.94
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8 0.66 $ 5.24
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8) 0.66 $ 5.24
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 72,178 0.65 $ 46,554.81
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,806) 0.62 $ 2,979.72
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (747) 0.62 $ 463.14
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 467 0.62 $ 289.54
18-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (467) 0.62 $ 289.54
18-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (20,562) - $ -
18-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (150) - $ -
18-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 150 - $ -
18-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (13,892) - $ -
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 467 0.63 $ 294.21
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,226 0.64 $ 781.58
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,226) 0.63 $ 772.38
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,893) 0.63 $ 2,452.59
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,008) 0.63 $ 3,785.04
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 58,034 0.63 $ 36,561.42
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,258) 0.63 $ 1,422.54
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,258 0.63 $ 1,422.54
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (93,708) 0.64 $ 59,677.75
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (152,654) 0.63 $ 96,810.72
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,939 0.64 $ 19,800.96
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 361 0.63 $ 227.43
19-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (361) 0.63 $ 227.43
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 112 0.62 $ 69.44
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (112) 0.62 $ 69.44
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,684) 0.61 $ 1,031.45
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (101) 0.61 $ 61.86
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,562) 0.61 $ 945.01
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,897) 0.61 $ 9,617.69
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,512) 0.61 $ 9,989.76
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,512 0.61 $ 9,989.76
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 42,033 0.61 $ 25,429.97
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 621 0.61 $ 375.71
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (621) 0.61 $ 375.71
7/14
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TRADES FOR RELEVANT PERIOD Appendix
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 361 0.61 $ 218.41
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (361) 0.61 $ 218.41
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30,939) 0.61 $ 18,872.79
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (48,490) 0.61 $ 29,783.58
22-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (83,807) 0.61 $ 51,412.41
22-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (881) - $ -
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (98,952) 0.61 $ 59,865.96
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 98,952 0.61 $ 59,865.96
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 98,942 0.61 $ 59,859.91
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (98,942) 0.61 $ 59,859.91
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 357 0.61 $ 217.77
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (40,854) 0.59 $ 23,899.59
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,678) 0.59 $ 3,906.63
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,374) 0.59 $ 3,728.79
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,374 0.59 $ 3,728.79
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,752 0.59 $ 1,626.02
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,864) 0.60 $ 4,114.58
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (843) 0.59 $ 493.16
23-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 843 0.59 $ 493.16
23-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 881 - $ -
23-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (16,575) - $ -
23-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 7,526 - $ -
23-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 7,071 - $ -
23-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,097 - $ -
24-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (539) 0.58 $ 309.93
24-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,040 0.56 $ 3,382.40
24-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 64,015 0.57 $ 36,415.00
24-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 46,295 0.57 $ 26,271.30
24-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 29,816 0.56 $ 16,696.96
24-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 537 0.56 $ 300.72
24-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (537) 0.56 $ 300.72
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,019 0.55 $ 560.45
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 511 0.55 $ 281.05
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,649 0.54 $ 890.46
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,484 0.54 $ 3,501.36
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,557 0.54 $ 12,720.78
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26) 0.56 $ 14.56
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 26 0.56 $ 14.56
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,700) 0.54 $ 3,078.00
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 225 0.54 $ 121.50
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (225) 0.54 $ 121.50
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 50,620 0.55 $ 27,620.30
25-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 78,043 0.54 $ 42,423.71
25-May-23 J.P. MORGAN SECURITIES PLC Equity Sell (9,526) 0.54 $ 5,144.04
25-May-23 J.P. MORGAN SECURITIES PLC Equity Buy 273 0.54 $ 147.42
25-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow 400,000 - $ -
25-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (400,000) - $ -
25-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,779) - $ -
25-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,577) - $ -
25-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (7,221) - $ -
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 225 0.53 $ 119.25
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 601 0.53 $ 318.53
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 70,074 0.54 $ 37,489.59
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,030 0.54 $ 4,296.05
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 38,049 0.54 $ 20,648.39
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 834 0.53 $ 442.02
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 108,172 0.55 $ 58,953.74
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,598) 0.53 $ 3,492.51
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (73,587) 0.53 $ 38,684.69
26-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,016) 0.54 $ 6,428.56
26-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow 291,156 - $ -
26-May-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 600,000 - $ -
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 112 0.55 $ 61.04
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,622 0.54 $ 1,402.77
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,404) 0.54 $ 1,286.14
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,797 0.54 $ 6,311.40
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 112 0.54 $ 59.92
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (112) 0.54 $ 59.92
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 42,057 0.54 $ 22,500.50
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,089) 0.54 $ 582.62
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,089 0.54 $ 582.62
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,952) 0.54 $ 4,789.32
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 283 0.54 $ 151.41
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (283) 0.54 $ 151.41
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (240) 0.54 $ 128.40
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 240 0.54 $ 128.40
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 339 0.54 $ 182.36
29-May-23 J.P. MORGAN SECURITIES PLC Equity Buy 172 0.54 $ 92.02
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (1,000,000) - $ -
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 1,000,000 - $ -
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (200,000) - $ -
29-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 200,000 - $ -
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,070) 0.54 $ 572.45
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,008 0.53 $ 3,154.20
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,748 0.53 $ 4,067.70
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,582 0.52 $ 7,062.64
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 0.52 $ 1,030.00
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,585) 0.52 $ 18,156.50
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,557 0.52 $ 1,329.31
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24) 0.54 $ 12.84
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 24 0.54 $ 12.84
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 65,925 0.53 $ 34,610.63
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,143 0.53 $ 600.08
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,143) 0.53 $ 600.08
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,678) 0.53 $ 3,505.95
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (545) 0.53 $ 286.13
30-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 545 0.53 $ 286.13
30-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow 117,235 - $ -
30-May-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (117,235) - $ -
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (133,008) 0.53 $ 69,829.20
31-May-23 J.P. MORGAN SECURITIES PLC Equity Buy 12,496 0.53 $ 6,622.88
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 133,008 0.52 $ 69,718.27
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,560 0.53 $ 8,246.80
31-May-23 J.P. MORGAN SECURITIES PLC Equity Sell (312) 0.53 $ 165.36
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30) 0.53 $ 15.75
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 96,738 0.53 $ 51,271.14
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 324,434 0.53 $ 171,950.02
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,045 0.53 $ 4,263.85
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 156 0.53 $ 82.68
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,260 0.52 $ 4,849.70
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (96,738) 0.53 $ 51,271.14
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,689 0.53 $ 6,725.17
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,506) 0.53 $ 1,858.18
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,000 0.53 $ 10,540.58
31-May-23 J.P. MORGAN SECURITIES PLC Equity Buy 454 0.53 $ 240.62
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30 0.53 $ 15.75
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,506 0.53 $ 1,858.18
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36,048) 0.53 $ 19,105.44
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (70,978) 0.53 $ 37,618.34
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 568 0.53 $ 299.78
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (156) 0.53 $ 82.68
31-May-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (27,752) 0.53 $ 14,708.56
01-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,639 0.53 $ 5,585.48
01-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,639) 0.53 $ 5,585.48
01-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,032) 0.52 $ 12,496.64
01-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,089) 0.52 $ 12,526.28
8/14
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TRADES FOR RELEVANT PERIOD Appendix
01-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,281 0.52 $ 4,826.12
01-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,040 0.52 $ 15,470.60
01-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 43 0.52 $ 22.15
01-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (43) 0.52 $ 22.15
01-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (27,726) 0.52 $ 14,278.89
01-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,139 0.52 $ 2,131.59
01-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,139) 0.52 $ 2,131.59
01-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,573) 0.52 $ 1,332.80
01-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 183,769 0.52 $ 94,809.92
01-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,587) 0.52 $ 9,088.24
01-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (183,769) 0.53 $ 97,397.57
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (51) 0.52 $ 26.27
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 51 0.52 $ 26.27
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,126) 0.53 $ 591.15
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 402 0.53 $ 212.06
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,855 0.53 $ 2,561.01
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (83,870) 0.52 $ 43,612.40
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (30,166) 0.52 $ 15,686.32
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,806 0.52 $ 11,339.12
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,829 0.52 $ 19,151.08
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,025 0.52 $ 533.00
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,283 0.52 $ 15,747.16
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,915 0.53 $ 12,665.60
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,702) 0.52 $ 4,019.47
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,349) 0.52 $ 10,581.48
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 0.53 $ 5,257.12
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 71,201 0.52 $ 37,024.52
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (112,344) 0.52 $ 58,418.88
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 112,344 0.52 $ 58,418.88
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 360 0.52 $ 187.20
02-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (360) 0.52 $ 187.20
02-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 99,987 - $ -
05-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (55) 0.52 $ 28.60
05-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 55 0.52 $ 28.60
05-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,997 0.54 $ 1,078.38
05-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,814 0.54 $ 5,839.56
05-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (31,281) 0.52 $ 16,266.12
05-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,159) 0.52 $ 4,762.68
05-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,857) 0.52 $ 1,485.64
05-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,061 0.52 $ 4,191.72
05-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 77,474 0.52 $ 40,286.48
05-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 27,852 0.52 $ 14,483.04
05-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2) 0.52 $ 1.04
05-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 0.53 $ 5,291.65
05-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,421 0.54 $ 1,830.24
05-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (120,161) 0.52 $ 62,483.72
05-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,548) 0.53 $ 4,558.05
05-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,689) 0.54 $ 6,788.62
05-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (37,688) 0.52 $ 19,749.87
06-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 351 0.52 $ 182.52
06-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (351) 0.52 $ 182.52
06-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 353 0.52 $ 183.56
06-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (156,208) 0.52 $ 80,447.12
06-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (27,522) 0.52 $ 14,425.11
06-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (58,148) 0.53 $ 30,561.72
06-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,833 0.52 $ 3,004.00
06-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,833) 0.52 $ 3,004.00
06-Jun-23 J.P. MORGAN SECURITIES PLC Equity Buy 2,437 0.52 $ 1,255.06
06-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 2,216 - $ -
06-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,316,065 - $ -
06-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,691,448) - $ -
06-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 370,512 - $ -
06-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 2,655 - $ -
07-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,697 0.52 $ 8,598.96
07-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (616) 0.52 $ 317.24
07-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 616 0.52 $ 317.24
07-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,217 0.52 $ 2,712.84
07-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,016 0.51 $ 6,128.16
07-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,048 0.51 $ 18,384.48
07-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 75,502 0.51 $ 38,506.02
07-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,582) 0.51 $ 12,536.82
07-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,582 0.51 $ 806.82
07-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,582) 0.51 $ 806.82
07-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (173,385) 0.51 $ 88,481.66
07-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,478) 0.51 $ 4,330.27
08-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,618 0.51 $ 1,836.14
08-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,618) 0.51 $ 1,836.14
08-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (234,313) 0.51 $ 118,328.07
08-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,200 0.51 $ 2,647.55
08-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,630) 0.49 $ 4,228.70
08-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (135) 0.49 $ 66.15
08-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,094) 0.49 $ 1,516.06
08-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (38,827) 0.49 $ 19,025.23
08-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 45,751 0.49 $ 22,636.86
08-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,085) 0.50 $ 3,507.08
08-Jun-23 J.P. MORGAN SECURITIES PLC Equity Sell (839) 0.49 $ 411.11
08-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,936 0.49 $ 10,258.64
08-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,083) 0.49 $ 1,020.67
08-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,083 0.49 $ 1,020.67
08-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,294,569) - $ -
08-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (200,000) - $ -
08-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (271,182) - $ -
08-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (428,818) - $ -
09-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36,049) 0.48 $ 17,123.28
09-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 721 0.48 $ 342.48
09-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23 0.49 $ 11.27
09-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 62,083 0.48 $ 29,880.80
09-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,969) 0.48 $ 2,360.28
09-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23) 0.49 $ 11.27
09-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,096 0.48 $ 10,970.60
09-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,832) 0.48 $ 12,270.20
09-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,106) 0.50 $ 1,042.47
09-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,726 0.48 $ 1,294.85
09-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,832 0.48 $ 12,270.20
09-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,726) 0.48 $ 1,294.85
09-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (721) 0.48 $ 342.48
09-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,050) 0.47 $ 11,394.53
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (105) 0.48 $ 50.40
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 105 0.48 $ 50.40
13-Jun-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (291,156) - $ -
13-Jun-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (3,500,000) - $ -
13-Jun-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (900,000) - $ -
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4 0.47 $ 1.86
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,012 0.48 $ 4,286.71
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (86) 0.48 $ 41.28
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (38,639) 0.48 $ 18,478.37
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 86 0.48 $ 41.28
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.47 $ 4,676.14
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 461 0.48 $ 218.98
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 180,241 0.48 $ 85,614.48
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (250) 0.48 $ 118.75
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (461) 0.48 $ 218.98
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,268 0.47 $ 4,842.70
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (129,357) 0.48 $ 61,444.58
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 129,357 0.46 $ 59,547.81
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 217,238 0.48 $ 103,188.05
9/14
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TRADES FOR RELEVANT PERIOD Appendix
13-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,050 0.48 $ 17,304.00
13-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (124,571) - $ -
13-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (42,547) - $ -
13-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (6,216) - $ -
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 360,483 0.48 $ 173,031.84
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,952 0.47 $ 1,857.44
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 41,508 0.47 $ 19,508.76
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,049 0.47 $ 16,943.03
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 53,869 0.50 $ 26,665.16
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,986) 0.47 $ 3,769.00
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,000 0.48 $ 7,139.06
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,728) 0.48 $ 7,010.37
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (271,107) 0.48 $ 129,238.06
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11 0.47 $ 5.14
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 120,161 0.48 $ 57,677.28
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 41,918 0.47 $ 19,701.46
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (41,918) 0.47 $ 19,701.46
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 410,001 0.47 $ 192,700.47
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18,024 0.47 $ 8,471.28
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,090 0.47 $ 1,452.30
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,090) 0.47 $ 1,452.30
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 45,661 0.48 $ 21,917.28
14-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (45,661) 0.48 $ 21,917.28
14-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (300,000) - $ -
14-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (600,000) - $ -
14-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 400,000 - $ -
14-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 600,000 - $ -
14-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (223,013) - $ -
14-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (130,402) - $ -
14-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,646,585) - $ -
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,948 0.47 $ 1,385.56
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 96,128 0.47 $ 45,180.16
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (374) 0.47 $ 175.78
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 40,116 0.46 $ 18,453.36
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,776) 0.46 $ 6,796.96
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (106,058) 0.46 $ 48,786.68
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 81,538 0.46 $ 37,507.48
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 74,805 0.46 $ 34,410.30
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (75,868) 0.46 $ 34,899.28
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 112 0.47 $ 52.64
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (97) 0.47 $ 45.59
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (369,675) 0.46 $ 170,050.50
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 369,675 0.46 $ 170,050.50
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (149) 0.46 $ 68.54
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 149 0.46 $ 68.54
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 149 0.46 $ 68.54
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (149) 0.46 $ 68.54
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (149) 0.46 $ 68.54
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 149 0.46 $ 68.54
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 566,801 0.46 $ 260,728.46
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (566,801) 0.46 $ 260,728.46
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 138,094 0.47 $ 65,390.82
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 98,494 0.46 $ 45,307.24
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,000 0.47 $ 14,055.57
15-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (98,494) 0.47 $ 46,292.18
15-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (500,000) - $ -
15-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (99,987) - $ -
15-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 2 - $ -
15-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 35,021 - $ -
15-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 345,286 - $ -
15-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 5,119 - $ -
15-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 4,488 - $ -
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,160 0.47 $ 1,485.20
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,201 0.48 $ 4,370.48
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,606 0.48 $ 1,237.85
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (162,096) 0.48 $ 76,995.60
16-Jun-23 J.P. MORGAN SECURITIES PLC Equity Buy 25,571 0.48 $ 12,146.23
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,180 0.47 $ 3,374.60
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,180) 0.46 $ 3,302.80
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2) 0.46 $ 0.92
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2 0.46 $ 0.92
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 134,606 0.48 $ 63,937.85
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,012 0.48 $ 4,280.70
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 145,400 0.48 $ 69,065.00
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (145,400) 0.48 $ 69,065.00
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 486 0.48 $ 230.85
16-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (486) 0.48 $ 230.85
16-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 131,678 - $ -
16-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 29,412 - $ -
16-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 54,516 - $ -
16-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 18,414 - $ -
16-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (74,516) - $ -
16-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,586 - $ -
16-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 40,018 - $ -
16-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,500,000) - $ -
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (120,381) 0.48 $ 57,180.98
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,038 0.40 $ 4,828.72
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 748 0.39 $ 293.59
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,167 0.39 $ 458.05
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (180,571) 0.38 $ 68,616.98
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 100,200 0.39 $ 39,330.00
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (219,065) 0.41 $ 88,721.33
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (581,843) 0.39 $ 229,682.52
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 219,065 0.41 $ 90,431.35
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,179,494) 0.40 $ 469,386.71
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,665 0.40 $ 1,059.34
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,665) 0.40 $ 1,059.34
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 319 0.40 $ 126.80
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 609 0.40 $ 242.08
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,326 0.38 $ 503.88
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,177) 0.38 $ 447.26
19-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,177 0.38 $ 447.26
19-Jun-23 J.P. MORGAN SECURITIES PLC Equity Borrow 380,000 - $ -
19-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 46,351 - $ -
19-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 4,606 - $ -
19-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 70,575 - $ -
19-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 45,842 - $ -
19-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,963,920 - $ -
19-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 257,321 - $ -
19-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 44,880 - $ -
19-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 197,799 - $ -
19-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,500,000 - $ -
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,222 0.34 $ 2,454.62
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 84,268 0.31 $ 25,701.74
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (84,428) 0.31 $ 25,750.54
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 84,428 0.31 $ 25,750.54
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (86,118) 0.31 $ 26,265.99
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,911) 0.30 $ 6,322.15
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36 0.30 $ 10.81
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (56) 0.30 $ 16.81
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (40,000) 0.31 $ 12,205.72
20-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 150,500 0.31 $ 46,897.46
20-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 25,429 - $ -
20-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (130,625) - $ -
20-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 105,196 - $ -
20-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (328,746) - $ -
10/14
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TRADES FOR RELEVANT PERIOD Appendix
20-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 328,746 - $ -
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (240,763) 0.31 $ 73,432.72
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 240,763 0.31 $ 73,432.72
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,856 0.32 $ 1,553.92
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 84,267 0.32 $ 26,965.44
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,656 0.32 $ 3,729.92
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,590 0.32 $ 4,028.80
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,590) 0.32 $ 4,028.80
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,526) 0.32 $ 488.32
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,874) 0.32 $ 1,239.68
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,874 0.32 $ 1,239.68
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (81,937) 0.32 $ 25,952.81
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (329,055) 0.31 $ 102,894.84
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,000) 0.31 $ 4,708.11
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,455) 0.32 $ 2,713.87
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,506 0.31 $ 8,694.33
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 701,628 0.32 $ 226,521.30
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,044 0.32 $ 974.08
21-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,044) 0.32 $ 974.08
21-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (200,000) - $ -
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,222 0.32 $ 2,311.04
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,944 0.32 $ 622.08
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,076 0.32 $ 968.94
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,949 0.32 $ 1,243.94
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,949) 0.32 $ 1,243.94
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 39,206 0.31 $ 11,957.83
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (132,781) 0.31 $ 40,498.21
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 38,251 0.31 $ 11,666.56
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (38,251) 0.31 $ 11,666.56
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 712,812 0.31 $ 217,407.66
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (556,764) 0.31 $ 169,813.02
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 556,764 0.31 $ 169,813.02
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 27 0.31 $ 8.37
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17) 0.31 $ 5.27
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,021 0.31 $ 317.74
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (372,573) 0.31 $ 113,636.26
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,021) 0.32 $ 326.72
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,881 0.31 $ 573.71
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,881) 0.31 $ 573.71
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,743) 0.31 $ 531.62
22-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,743 0.31 $ 531.62
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (46,351) - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 46,351 - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (724,093) - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (50,000) - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,097) - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 1,097 - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 50,000 - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 3,649 - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (70,575) - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 66,926 - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (71,254) - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 71,254 - $ -
22-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,500,000) - $ -
23-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,039) 0.30 $ 3,551.51
23-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 96,984 0.30 $ 29,380.33
23-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,228 0.30 $ 975.18
23-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,000 0.30 $ 590.00
23-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (28,506) 0.30 $ 8,551.80
23-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,228) 0.31 $ 984.54
23-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (46,369) - $ -
23-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (91) - $ -
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,040) 0.30 $ 601.80
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,040 0.30 $ 601.80
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 106,486 0.30 $ 31,413.37
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 124,430 0.29 $ 36,270.85
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,481 0.30 $ 1,026.90
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,434 0.29 $ 1,299.97
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (120,381) 0.30 $ 35,512.40
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,434) 0.30 $ 1,308.03
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 32,322 0.30 $ 9,534.99
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,699) 0.30 $ 1,681.21
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,699 0.30 $ 1,681.21
26-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,300) 0.30 $ 1,563.50
26-Jun-23 J.P. MORGAN SECURITIES PLC Equity Borrow 38,096 - $ -
26-Jun-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (38,096) - $ -
26-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (29,412) - $ -
26-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (369,415) - $ -
27-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (60,191) 0.30 $ 17,756.35
27-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 60,191 0.30 $ 17,756.35
27-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (60,191) 0.30 $ 17,756.35
27-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,037) 0.29 $ 3,490.73
27-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,818 0.29 $ 1,107.22
27-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,818) 0.29 $ 1,107.22
27-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,479) 0.29 $ 4,778.91
27-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 117,077 0.29 $ 34,075.26
27-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 82,697 0.29 $ 23,989.08
27-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 943 0.29 $ 275.58
27-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (943) 0.30 $ 278.19
27-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (46,351) - $ -
27-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (4,606) - $ -
27-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (282,301) - $ -
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,408) 0.29 $ 698.32
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 785 0.31 $ 241.39
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,697 0.31 $ 836.07
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 65,398 0.30 $ 19,643.79
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.30 $ 3,003.33
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,531 0.30 $ 2,263.50
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 284,316 0.31 $ 86,716.38
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,990 0.31 $ 2,131.95
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,114 0.31 $ 11,014.77
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,465) 0.31 $ 446.83
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 141,606 0.31 $ 43,189.83
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 138,398 0.31 $ 42,211.39
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (141,606) 0.31 $ 43,189.83
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 609 0.31 $ 185.75
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (609) 0.31 $ 185.75
28-Jun-23 J.P. MORGAN SECURITIES PLC Equity Buy 43,695 0.31 $ 13,326.98
28-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,531) 0.29 $ 2,183.99
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (40,020) - $ -
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (3,649) - $ -
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (35,021) - $ -
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (391,128) - $ -
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (5,119) - $ -
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,110,683) - $ -
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (257,321) - $ -
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (44,880) - $ -
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (197,799) - $ -
28-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 650,000 - $ -
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,091 0.31 $ 1,857.76
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,019) 0.31 $ 1,835.80
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,204 0.31 $ 5,023.24
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,603) 0.30 $ 4,114.91
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (318) 0.31 $ 97.00
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 641 0.31 $ 195.58
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,429 0.31 $ 740.99
11/14
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TRADES FOR RELEVANT PERIOD Appendix
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 71,355 0.31 $ 21,828.14
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,429) 0.31 $ 740.85
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,084 0.31 $ 1,855.62
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 737 0.31 $ 224.79
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,603 0.31 $ 4,148.92
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 51,147 0.31 $ 15,599.84
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 29,265 0.31 $ 8,925.83
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,303 0.31 $ 4,057.42
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,303) 0.31 $ 4,057.42
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,678) 0.31 $ 9,051.79
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,581) 0.31 $ 482.21
29-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,581 0.31 $ 482.21
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,792 0.30 $ 537.60
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,042 0.30 $ 4,812.60
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (57,509) 0.30 $ 17,252.70
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (156,049) 0.30 $ 46,814.70
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 161,107 0.30 $ 48,332.10
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 92,107 0.30 $ 27,632.10
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 277,941 0.30 $ 83,382.30
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (277,941) 0.30 $ 83,382.30
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,409) 0.31 $ 734.75
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 150,000 0.30 $ 44,250.00
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.30 $ 2,995.30
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (200,000) 0.30 $ 60,000.00
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,409 0.30 $ 721.49
30-Jun-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,250) 0.30 $ 663.75
30-Jun-23 J.P. MORGAN SECURITIES PLC Equity Buy 3,482 0.30 $ 1,044.60
30-Jun-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (6,600,000) - $ -
03-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,005 0.31 $ 1,551.55
03-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,256) 0.31 $ 6,279.36
03-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (95,310) 0.31 $ 29,546.10
03-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 95,310 0.31 $ 29,546.10
03-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,919) 0.30 $ 875.70
03-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,687) 0.31 $ 2,072.97
03-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (100,000) 0.31 $ 31,000.00
03-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,887) 0.31 $ 9,187.68
03-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,000 0.31 $ 6,140.82
03-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,919 0.31 $ 896.47
03-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,824) 0.31 $ 9,245.44
03-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 138,892 0.31 $ 43,056.52
03-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 248,858 0.31 $ 77,145.98
03-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (248,858) 0.31 $ 77,145.98
03-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,593) 0.31 $ 1,733.83
03-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,593 0.31 $ 1,733.83
03-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (650,000) - $ -
04-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (240,763) 0.31 $ 74,636.53
04-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 240,763 0.31 $ 74,636.53
04-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,817 0.31 $ 1,515.30
04-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,666 0.31 $ 1,458.13
04-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,830 0.32 $ 2,781.45
04-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 57,380 0.32 $ 18,074.70
04-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,181) 0.32 $ 2,892.02
04-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,370) 0.32 $ 1,691.56
04-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (240,763) 0.31 $ 74,636.53
04-Jul-23 J.P. MORGAN SECURITIES PLC Equity Buy 543 0.32 $ 171.05
04-Jul-23 J.P. MORGAN SECURITIES PLC Equity Borrow 91,280 - $ -
04-Jul-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (91,280) - $ -
04-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 9,000 - $ -
04-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (183,549) - $ -
04-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,443,451) - $ -
05-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,373) 0.31 $ 3,848.04
05-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 40,000 0.31 $ 12,427.72
05-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (245,262) 0.31 $ 74,804.91
05-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,966) 0.31 $ 904.63
05-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 10,197 - $ -
05-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 49,803 - $ -
05-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 80,095 - $ -
05-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 345,286 - $ -
05-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 9,574,619 - $ -
06-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,029 0.30 $ 3,308.70
06-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,029) 0.30 $ 3,308.70
06-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 24,076 0.30 $ 7,222.80
06-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,029 0.30 $ 3,265.33
06-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,368 0.30 $ 405.18
06-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,703) 0.30 $ 2,862.39
06-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (284,316) 0.30 $ 84,197.34
06-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,133) 0.30 $ 939.90
06-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,651) 0.30 $ 5,895.30
06-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,369) 0.30 $ 7,610.70
06-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,726 0.30 $ 4,417.80
06-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (646) 0.30 $ 193.80
06-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 329 0.30 $ 98.70
06-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,368) 0.31 $ 417.24
06-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 646 0.30 $ 193.80
06-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,077 0.30 $ 323.10
06-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,077) 0.30 $ 323.10
06-Jul-23 J.P. MORGAN SECURITIES PLC Equity Borrow 888,736 - $ -
06-Jul-23 J.P. MORGAN SECURITIES PLC Equity Borrow Return (380,000) - $ -
06-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (500,000) - $ -
06-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,187,564) - $ -
06-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (728,228) - $ -
07-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10) 0.29 $ 2.88
07-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (28) 0.29 $ 8.05
07-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,630) 0.29 $ 2,792.70
07-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,230 0.29 $ 2,915.55
07-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,150) 0.29 $ 5,457.75
07-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 690 0.29 $ 196.65
07-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,921) 0.29 $ 3,397.49
07-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,921 0.29 $ 3,397.49
07-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,141) 0.29 $ 9,730.19
07-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,141 0.29 $ 9,730.19
07-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,141) 0.29 $ 9,730.19
07-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,599 0.29 $ 2,735.72
07-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,599) 0.29 $ 2,735.72
07-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 500 0.29 $ 145.00
07-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35,471) 0.29 $ 10,264.21
07-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,000) 0.29 $ 5,740.90
07-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (853) 0.29 $ 247.33
07-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (500) 0.29 $ 142.50
07-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (271,772) - $ -
10-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (231) 0.29 $ 65.84
10-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 231 0.29 $ 65.84
10-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,693 0.29 $ 4,840.97
10-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (76,080) 0.28 $ 21,302.40
10-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,680) 0.28 $ 2,430.40
10-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (35,828) 0.28 $ 10,031.84
10-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,241) 0.28 $ 347.48
10-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,241 0.28 $ 347.48
10-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 50,000 0.29 $ 14,262.85
10-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,089 0.29 $ 1,453.36
10-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,089) 0.29 $ 1,450.37
10-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 478 0.28 $ 133.84
10-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (478) 0.28 $ 133.84
10-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (49,803) - $ -
10-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (184,017) - $ -
11-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (212) 0.28 $ 59.36
12/14
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TRADES FOR RELEVANT PERIOD Appendix
11-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 212 0.28 $ 59.36
11-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (975) 0.29 $ 277.88
11-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,143) 0.28 $ 2,280.04
11-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,000) 0.29 $ 575.00
11-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (17,611) 0.29 $ 5,144.74
11-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,143 0.29 $ 2,372.80
11-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,059) 0.30 $ 917.70
11-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (60,191) 0.30 $ 18,057.30
11-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,541 0.30 $ 1,362.30
11-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,541) 0.30 $ 1,362.30
11-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,222) 0.30 $ 1,566.60
11-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,222 0.30 $ 1,566.60
11-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (365) 0.30 $ 109.50
11-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 365 0.30 $ 109.50
11-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,093 0.30 $ 327.90
11-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,093) 0.30 $ 327.90
11-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 46,000 - $ -
11-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 2,000,000 - $ -
12-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (150) 0.30 $ 45.00
12-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 150 0.30 $ 45.00
12-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (103) 0.30 $ 30.90
12-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,599) 0.29 $ 2,203.71
12-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,775 0.29 $ 5,154.75
12-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,377 0.29 $ 8,809.33
12-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (144,458) 0.30 $ 43,337.40
12-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 392 0.29 $ 113.68
12-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (392) 0.29 $ 113.68
12-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,644 0.29 $ 10,626.76
12-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 37,278 0.29 $ 10,810.62
12-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (37,278) 0.29 $ 10,810.62
12-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (485) 0.29 $ 140.65
12-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 485 0.29 $ 140.65
12-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,707 0.30 $ 1,987.20
12-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (382) 0.29 $ 110.78
12-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,707) 0.30 $ 2,012.10
12-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (131,678) - $ -
12-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,792) - $ -
12-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (525,208) - $ -
12-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (31,195) - $ -
12-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (725,238) - $ -
12-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (168,798) - $ -
12-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (274,769) - $ -
12-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (186,000) - $ -
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,229 0.30 $ 6,852.56
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,804) 0.30 $ 8,792.18
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,973) 0.30 $ 1,172.04
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 97,153 0.30 $ 28,660.14
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,076) 0.29 $ 6,982.04
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 40,304 0.29 $ 11,688.16
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (58,145) 0.29 $ 16,862.05
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 114,662 0.29 $ 33,251.98
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,952) 0.29 $ 2,596.08
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 154,679 0.29 $ 44,856.91
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (154,679) 0.29 $ 44,856.91
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 150,536 0.29 $ 43,655.44
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,679 0.29 $ 486.91
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,679) 0.29 $ 486.91
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 121 0.29 $ 35.09
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (121) 0.29 $ 35.09
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,037) 0.29 $ 3,200.73
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (732) 0.30 $ 215.94
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,037 0.29 $ 3,233.61
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,000) 0.29 $ 1,450.00
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,494) 0.29 $ 3,978.21
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (317) 0.29 $ 91.93
13-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 317 0.29 $ 91.93
13-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 2,763 - $ -
13-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 230,000 - $ -
13-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 5,089 - $ -
13-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 35,112 - $ -
13-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 50,000 - $ -
13-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,763) - $ -
13-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (305) - $ -
13-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,097) - $ -
13-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (621) - $ -
13-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (113,608) - $ -
14-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 119 0.29 $ 34.21
14-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (119) 0.29 $ 34.21
14-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,206 0.29 $ 634.23
14-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,206) 0.29 $ 634.23
14-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 692 0.29 $ 200.68
14-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,370 0.29 $ 979.90
14-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (28,902) 0.29 $ 8,381.58
14-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (173,338) 0.29 $ 50,268.02
14-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 131,244 0.29 $ 38,060.76
14-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (120,381) 0.29 $ 34,910.49
14-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 185,528 0.29 $ 53,803.12
14-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,990 0.29 $ 2,609.59
14-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,243) 0.29 $ 7,030.47
14-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (50,000) 0.29 $ 14,500.00
14-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (185,528) 0.29 $ 53,803.12
14-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,990) 0.29 $ 2,607.10
14-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (97,299) - $ -
17-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,604) 0.29 $ 465.16
17-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,604 0.29 $ 465.16
17-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,604) 0.29 $ 465.16
17-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,204 0.29 $ 352.40
17-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,092) 0.29 $ 311.22
17-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (149,385) 0.29 $ 42,574.73
17-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 79,059 0.29 $ 22,531.82
17-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 282 0.29 $ 80.37
17-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (282) 0.29 $ 80.37
17-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,095 0.29 $ 2,615.04
17-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,095) 0.29 $ 2,637.55
17-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 44,850 - $ -
17-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 39,331 - $ -
17-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 20,000 - $ -
17-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (44,850) - $ -
17-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (40,917) - $ -
17-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,705,000) - $ -
18-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 39 0.29 $ 11.12
18-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (39) 0.29 $ 11.12
18-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 321 0.29 $ 93.09
18-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (604) 0.28 $ 169.12
18-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (240,763) 0.29 $ 68,617.46
18-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 240,763 0.29 $ 68,617.46
18-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,095) 0.29 $ 2,307.08
18-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 496 0.29 $ 141.36
18-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 40,000 0.28 $ 11,342.08
18-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,095 0.28 $ 2,284.51
18-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,215 0.29 $ 1,486.28
18-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,099) 0.28 $ 2,267.72
18-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (168,743) - $ -
18-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (56,176) - $ -
19-Jul-23 J.P. MORGAN SECURITIES PLC Equity Adjustment 4,708 - $ -
19-Jul-23 JPM ASSET MANAGEMENT HOLDINGS INC. Equity Adjustment (5,000) - $ -
13/14
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TRADES FOR RELEVANT PERIOD Appendix
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (473) 0.28 $ 132.44
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 473 0.28 $ 132.44
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 122 0.28 $ 34.16
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (122) 0.28 $ 34.16
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (351) 0.28 $ 98.28
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (120,381) 0.28 $ 33,706.68
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 120,381 0.28 $ 33,706.68
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18,057 0.28 $ 4,965.68
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 190,333 0.28 $ 52,341.58
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 261,054 0.28 $ 71,789.85
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (261,054) 0.28 $ 71,789.85
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,905 0.28 $ 3,273.88
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 83,158 0.28 $ 22,868.45
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (163,960) 0.28 $ 45,089.00
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 163,960 0.28 $ 45,089.00
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,579) 0.28 $ 1,281.83
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,250 0.28 $ 626.96
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,250) 0.28 $ 630.00
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (822) 0.28 $ 226.05
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 822 0.28 $ 226.05
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 607 0.28 $ 166.93
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (607) 0.28 $ 166.93
19-Jul-23 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Adjustment 1,816 - $ -
19-Jul-23 J.P. MORGAN SECURITIES LLC Equity Borrow 12,758,743 - $ -
19-Jul-23 J.P. MORGAN SECURITIES LLC Equity On-Lend 2,331,562 - $ -
19-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 8,979 - $ -
19-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 264,981 - $ -
19-Jul-23 JPMORGAN CHASE BANK, N.A. Equity Borrow 98,798 - $ -
Balance at End of relevant period 72,906,475
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14/14
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
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Date: 21-Jul-2023
Company’s name: LAKE RESOURCES NL
ISIN: AU000000LKE1
Date of change of
relevant 19-Jul-2023
interests:
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and BNP Paribas Arbitrage SNC (Borrower)
agreement
Settlement Date
12-Jul-23
13-Jul-23
Transfer date 14-Jul-23
17-Jul-23
18-Jul-23
19-Jul-23
Holder of voting
Borrower
rights
Are there any
restriction on Yes
voting rights
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
If yes, detail borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the
standard form GMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender's instructions.
Does the lender
have the right to Yes
recall early?
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
If yes, detail
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender's instructions.
Will the securities
be returned on Yes
settlement?
If yes, detail any
No exceptions
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
Statement
the agreement will be given to that company or ASIC.
----- End of picture text -----
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
==> picture [468 x 533] intentionally omitted <==
----- Start of picture text -----
Date: 21-Jul-2023
Company’s name: LAKE RESOURCES NL
ISIN: AU000000LKE1
Date of change of
relevant 19-Jul-2023
interests:
Schedule
Type of agreement Australian Master Securities Lending Agreement (“AMSLA”)
Parties to
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Macquarie Bank Limited(Borrower)
agreement
Settlement Date
Transfer date
20-Jul-23
Holder of voting
Borrower
rights
Are there any
restriction on Yes
voting rights
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
If yes, detail borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the
standard form AMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender’s instructions.
Does the lender
have the right to Yes
recall early?
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
If yes, detail
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities
be returned on Yes
settlement?
If yes, detail any
No exceptions
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
Statement
the agreement will be given to that company or ASIC.
----- End of picture text -----
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
==> picture [468 x 662] intentionally omitted <==
----- Start of picture text -----
Date: 21-Jul-2023
Company’s name: LAKE RESOURCES NL
ISIN: AU000000LKE1
Date of change
of relevant 19-Jul-2023
interests:
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch International(Borrower)
agreement
Settlement Date
19-Aug-22
1-Dec-22
12-Jan-23
2-Feb-23
10-Feb-23
2-Mar-23
3-Mar-23
13-Mar-23
4-Apr-23
Transfer date 19-Apr-23
20-Apr-23
4-May-23
5-May-23
10-May-23
16-May-23
23-May-23
30-May-23
16-Jun-23
20-Jun-23
12-Jul-23
Holder of voting
Borrower
rights
Are there any
restriction on Yes
voting rights
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
If yes, detail borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the
standard form GMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender's instructions.
Does the lender
have the right to Yes
recall early?
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
If yes, detail
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender's instructions.
----- End of picture text -----
| Will the securities be returned on settlement? |
Yes |
|---|---|
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
==> picture [469 x 533] intentionally omitted <==
----- Start of picture text -----
Date: 21-Jul-2023
Company’s name: LAKE RESOURCES NL
ISIN: AU000000LKE1
Date of change of
relevant 19-Jul-2023
interests:
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley & Co. International PLC
agreement (Borrower)
Settlement Date
Transfer date
07-Jul-23
Holder of voting
Borrower
rights
Are there any
restriction on Yes
voting rights
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
If yes, detail borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the
standard form GMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender's instructions.
Does the lender
have the right to Yes
recall early?
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
If yes, detail
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender's instructions.
Will the securities
be returned on Yes
settlement?
If yes, detail any
No exceptions
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
Statement
the agreement will be given to that company or ASIC.
----- End of picture text -----
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
==> picture [508 x 566] intentionally omitted <==
----- Start of picture text -----
Date: 21-Jul-2023
Company’s name: LAKE RESOURCES NL
ISIN: AU000000LKE1
Date of change of
19-Jul-2023
relevant interests:
Schedule
Type of agreement Institutional Account Agreement
JP Morgan Securities LLC for itself and as agent and trustee for the other J.P. Morgan Entities and NATIONAL
FINANCIAL SERVICES LLC - AS AGENT and State Street Bank and Trust Co (As Agent), NORTHERN
TRUST-AS AGENT, GOLDMAN SACHS BANK USA ( AGENCY LENDING AS AGENT), Blackrock (herein
Parties to agreement referred to as “JPMS” )“ J.P. Morgan Entities” means, as the context may require or permit, any and all of JPMSL,
JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC., J.P. Morgan Markets Limited, J.P. Morgan Securities
Australia Limited, J.P. Morgan Securities (Asia Pacific) Limited, J.P. Morgan Securities Japan Co., Ltd and J.P. Morgan
Prime Nominees Limited and any additional entity notified to the Company from time to time.
Settlement Date:
9-Mar-23
19-Apr-23
Transfer date 20-Apr-23
19-Jul-23
20-Jul-23
21-Jul-23
JPMS is the holder of the voting rights from the time at which it exercises its right to borrow. Notwithstanding this,
Holder of voting
please note that the Company has the right to recall equivalent securities if it wishes to exercise its voting rights in
rights
respect of the securities.
Are there any
restriction on voting Yes
rights
JPMS will not be able to exercise voting rights in circumstances where the Company has recalled equivalent securities
If yes, detail from JPMS before the voting rights have been exercised. In these circumstances, JPMS must return the securities to
the Company and the Company holds the voting rights.
Scheduled return
N/A. There is no term to the loan of securities.
date (if any)
Does the borrower
have the right to Yes.
return early?
If yes, detail JPMS has the right to return all and any securities or equivalent securities early at any time.
Does the lender have
the right to recall Yes.
early?
If yes, detail The Company has the right to recall all or any equivalent securities on demand.
Will the securities be
Yes. Settlement of the loan will occur when JPMS returns equivalent securities to the Company. There is no term to
returned on
the loan of securities.
settlement?
If yes, detail any
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the
Statement
agreement will be given to that company or ASIC.
----- End of picture text -----
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 21-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
19-Jul-2023 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement | ABU DHABI INVESTMENT AUTHORITY (HSBC GULF FUND (TP EQ) 2021) ('lender'), J.P. Morgan Securities PLC('borrower) |
| Transfer date | Settlement date 04-JUL-23 07-Jul-23 |
| Holder of voting rights | Partyholdingcollateral that has the votingrights. |
| Are there any restriction on voting rights |
No, unless separately agreed to the contrary. |
| If yes, detail | NA |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | This right is subject to the requirement that the borrower deliver alternative collateral acceptable to the lender and also to the mark to market requirements of ss 5.4 and 5.5 of this agreement. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Equivalent Securities must be returned. |
| If yes, detail any exceptions |
Absent default, there are no exceptions. |
| Statement | No |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 21-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
19-Jul-2023 |
| Schedule | |
| Type of agreement | Overseas Securities Lender’s Agreement (“OSLA”) |
| Parties to agreement |
The Bank of New York Mellon Corporation (formerly known as The Bank of New York) (acting as agent) (“lender”), J.P. Morgan Securities Plc (“borrower”) |
| Transfer date | Settlement Date 26-Apr-23 25-May-23 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(ii) of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on |
| the exchange. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
|
|---|---|
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 21-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
19-Jul-2023 |
| Schedule | |
| Type of agreement | Exclusive Securities Lending Agreement dated November 17, 2020 to the Global Master Securities Lending Agreement |
| Parties to agreement | SFT ("lending agent") - CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM ("lender") and J.P. Morgan Securities Plc("borrower") |
| Transfer date | Settlement date 9-Aug-22 15-Aug-22 19-Sep-22 28-Sep-22 20-Oct-22 20-Mar-23 6-Jul-23 19-Jul-23 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstandingto the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 21-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
19-Jul-2023 |
| Schedule | |
| Type of agreement | Overseas Securities Lender's Agreement("OSLA") |
| Parties to agreement | J.P. Morgan Securities Plc ("borrower") and Citibank N.A. acting as Agent ("lender") |
| Transfer date | Settlement Date: 16-Jan-23 19-Apr-23 26-Apr-23 02-May-23 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi)of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 21-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
19-Jul-2023 |
| Schedule | |
| Type of agreement | Overseas Securities Lender’s Agreement (“OSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) J.P. Morgan Securities plc (“borrower”) |
| Transfer date | Settlement date 21-Apr-23 26-Apr-23 30-May-23 26-Jun-23 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 21-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
19-Jul-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities LendingAgreement("AMSLA") |
| Parties to agreement | Citibank N.A. as agent (“lender”), J.P. Morgan Securities Australia Limited (“borrower”) |
| Transfer date | Settlement Date 18-Jan-23 20-Apr-23 29-May-23 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 21-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
19-Jul-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement ("AMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) ("lender"), J.P. Morgan Securities Australia Limited ('borrower') |
| Transfer date | Settlement Date 25-Jan-23 05-Apr-23 26-Apr-23 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exception |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 21-Jul-2023 |
|---|---|
| Company’s name: | LAKE RESOURCES NL |
| ISIN: | AU000000LKE1 |
| Date of change of relevant interests: |
19-Jul-2023 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement ("AMSLA") |
| Parties to agreement | National Australia Bank Limited ('lender'), J.P. Morgan Securities Australia Limited ('borrower) |
| Transfer date | Settlement Date 20-Apr-23 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date (if any) | None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions | No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |