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L3HARRIS TECHNOLOGIES, INC. /DE/ — Major Shareholding Notification 2008
Feb 5, 2008
29993_mrq_2008-02-05_6d1fdd38-a769-43ab-9e9d-7a727241b26d.zip
Major Shareholding Notification
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SC 13G 1 g11601sc13g.htm HARRIS CORP/AUTHENTEC INC. Harris Corp/AuthenTec Inc. PAGEBREAK
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934 (Amendment No. )*
AuthenTec, Inc.
(Name of Issuer)
Common Stock, par value $.01
(Title of Class of Securities)
052660 10 7
(CUSIP Number)
December 31, 2007
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
- The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
PAGEBREAK
CUSIP No. 052660 10 7
| 1 | NAMES OF REPORTING PERSONS: Harris Corporation | |
|---|---|---|
| I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS | ||
| (ENTITIES ONLY): | ||
| 34-0276860 | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |
| (SEE INSTRUCTIONS): | ||
| (a) o | ||
| (b) o | ||
| 3 | SEC USE ONLY: | |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | |
| Delaware, United States | ||
| 5 | SOLE VOTING POWER: | |
| NUMBER OF | 3,516,355 | |
| SHARES | 6 | SHARED VOTING POWER: |
| BENEFICIALLY | ||
| OWNED BY | 0 | |
| EACH | 7 | SOLE DISPOSITIVE POWER: |
| REPORTING | ||
| PERSON | 3,516,355 | |
| WITH: | 8 | SHARED DISPOSITIVE POWER: |
| 0 | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH | |
| REPORTING PERSON: | ||
| 3,516,355 | ||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW | |
| (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||
| o | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW | |
| (9): | ||
| 13.1%(1) | ||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | |
| CO |
(1) Based on 26,913,291 shares of common stock issued and outstanding as of November 1, 2007, as disclosed by AuthenTec, Inc. in its Form 10-Q filed with the Securities and Exchange Commission on November 1, 2007.
2
PAGEBREAK
Item 1.
| (a) | Name of Issuer: AuthenTec, Inc. |
|---|---|
| (b) | Address of Issuers Principal Executive Offices: |
100 Rialto Place, Suite 400 Melbourne, FL 32901
Item 2.
| (a) | Name of Person Filing: Harris Corporation |
|---|---|
| (b) | Address or Principal Business Office or if none, Residence: |
1025 West NASA Blvd. Melbourne, Florida 32919
| (c) | Citizenship: Delaware, United States |
|---|---|
| (d) | Title of Class of Securities: Common Stock, par value $.01 |
| (e) | CUSIP Number: 052660 10 7 |
ITEM 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
| (a) o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
|---|---|
| (b) o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
| (c) o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
| (d) o | Investment company registered under section 8 of the Investment Company Act |
| of 1940 (15 U.S.C. 80a-8); | |
| (e) o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
| (f) o | An employee benefit plan or endowment fund in accordance with |
| §240.13d-1(b)(1)(ii)(F); | |
| (g) o | A parent holding company or control person, in accordance with |
| §240.13d-1(b)(1)(ii)(G); | |
| (h) o | A savings associations as defined in Section 3(b) of the Federal Deposit |
| Insurance Act (12 U.S.C. 1813); | |
| (i) o | A church plan that is excluded from the definition of an investment company |
| under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
| (j) o | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
Folio 3 /Folio
PAGEBREAK
Not applicable.
ITEM 4. Ownership
| (a) | Amount beneficially owned: 3,516,355 |
|---|---|
| (b) | Percent of class: 13.1% |
| (c) | Number of shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote: 3,516,355 |
|---|---|
| (ii) | Shared power to vote or to direct the vote: 0 |
| (iii) | Sole power to dispose or to direct the disposition of: 3,516,355 |
| (iv) | Shared power to dispose or to direct the disposition of: 0 |
ITEM 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: o
Not applicable.
ITEM 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
Not applicable.
ITEM 8. Identification and Classification of Members of the Group
Not applicable.
ITEM 9. Notice of Dissolution of Group
Not applicable.
ITEM 10. Certification
Not applicable.
Folio 4 /Folio
PAGEBREAK
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 5, 2008
| /s/ Scott T. Mikuen | |
|---|---|
| Name: | Scott T. Mikuen |
| Title: | Vice President |
| Associate General Counsel | |
| and Corporate Secretary |
Folio 5 /Folio