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L1 GROUP LIMITED — Major Shareholding Notification 2019
Mar 25, 2019
65211_rns_2019-03-25_c6359084-c54a-45ce-889f-da5140990b4b.pdf
Major Shareholding Notification
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Form 605
Corporations Law Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme Platinum Asset Management Ltd
ACN/ARSN 050 064 287
1. Details of substantial holder (1)
Name
UBS Group AG and its related bodies corporate
ACN/ARSN (if applicable):
The holder ceased to be a substantial shareholder on
The previous notice was given to the company on
The previous notice was dated
22 March 2019 21 March 2019 19 March 2019
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of Change (4) |
Consideration given in relation to change (5) |
Class (6) and Number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| Please see Appendix A. |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Details of all UBS offices can be found through the following link: http://apps2.ubs.com/locationfinder/ |
SIGNATURE
| Print Name: Sign Here: Print Name: Sign Here: |
Philip Alexander Capacity: Authorised signatory |
|---|---|
| Date: 26 March 2019 |
|
| Joanne Chan Capacity: Authorised signatory |
|
| Date: 26 March 2019 |
Contact details for this notice:
-------------------------------------------------------Philip Alexander Compliance & Operational Risk Control (T) +852 2971 6074
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PTM - Appendix A
Date of change Person whose relevant interest changed Nature of Change Consideration given in Number of securities Class
relation to change
20-Mar-19 UBS Asset Management Buy 391 80 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 50 10 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 20 4 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 5 1 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 15 3 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 15 3 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 5 1 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 69 14 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 203 41 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 25 5 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 59 12 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 159 32 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 35 7 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 178 36 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 15 3 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 25 5 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 183 37 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 10 2 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 193 39 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 144 29 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 69 14 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 35 7 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 144 29 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 5 1 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 5 1 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 15 3 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 163 33 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 15 3 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 45 9 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 20 4 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 193 39 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 99 20 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 20 4 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 45 9 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 119 24 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 15 3 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 35 7 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 99 20 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 20 4 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 35 7 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 5 1 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 5 1 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 178 36 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 119 24 Ordinary
20-Mar-19 UBS Securities Australia Ltd Sell 5 (1) Ordinary
20-Mar-19 UBS Securities Australia Ltd Sell 15 (3) Ordinary
20-Mar-19 UBS Securities Australia Ltd Sell 5 (1) Ordinary
20-Mar-19 UBS Securities Australia Ltd Sell 15 (3) Ordinary
20-Mar-19 UBS Securities Australia Ltd Sell 20 (4) Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 49,854 10,195 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 6,594 1,311 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 775,817 156,680 Ordinary
20-Mar-19 UBS Securities Australia Ltd Sell 1,371,578 (276,997) Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 1,294 262 Ordinary
20-Mar-19 UBS Securities Australia Ltd Sell 117,063 (23,385) Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 407,520 82,274 Ordinary
20-Mar-19 UBS Securities Australia Ltd Sell 509,228 (102,837) Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 33,271 6,748 Ordinary
20-Mar-19 UBS Securities Australia Ltd Sell 5,078 (1,022) Ordinary
20-Mar-19 UBS Securities Australia Ltd Sell 293,342 (59,200) Ordinary
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20-Mar-19 UBS Securities Australia Ltd Buy 5 1 Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 13,692 2,774 Ordinary
20-Mar-19 UBS Securities Australia Ltd Sell 6,346 (1,290) Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 19,519 3,943 Ordinary
20-Mar-19 UBS Securities Australia Ltd Sell 8,422 (1,708) Ordinary
20-Mar-19 UBS Securities Australia Ltd Buy 934 190 Ordinary
20-Mar-19 UBS Securities Australia Ltd Sell 145,831 (29,581) Ordinary
20-Mar-19 UBS Securities Australia Ltd Sell 89,561 (18,167) Ordinary
21-Mar-19 UBS Securities Australia Ltd Sell 1,281,238 (260,902) Ordinary
21-Mar-19 UBS Securities Australia Ltd Buy 20 4 Ordinary
21-Mar-19 UBS Securities Australia Ltd Buy 187,117 38,032 Ordinary
21-Mar-19 UBS Securities Australia Ltd Sell 640 (130) Ordinary
21-Mar-19 UBS Securities Australia Ltd Sell 5 (1) Ordinary
21-Mar-19 UBS Securities Australia Ltd Buy 5 1 Ordinary
21-Mar-19 UBS Securities Australia Ltd Sell 50,432 (10,195) Ordinary
21-Mar-19 UBS Securities Australia Ltd Buy 991,960 200,826 Ordinary
21-Mar-19 UBS Securities Australia Ltd Buy 122,258 24,710 Ordinary
21-Mar-19 UBS Securities Australia Ltd Buy 95,245 19,259 Ordinary
21-Mar-19 UBS Securities Australia Ltd Buy 546,192 110,610 Ordinary
21-Mar-19 UBS Securities Australia Ltd Sell 13,555 (2,755) Ordinary
21-Mar-19 UBS Securities Australia Ltd Sell 328,712 (66,611) Ordinary
21-Mar-19 UBS Securities Australia Ltd Buy 528,322 106,665 Ordinary
21-Mar-19 UBS Securities Australia Ltd Sell 88,721 (17,891) Ordinary
21-Mar-19 UBS Securities Australia Ltd Buy 33,237 6,726 Ordinary
21-Mar-19 UBS Securities Australia Ltd Sell 3,477 (700) Ordinary
21-Mar-19 UBS Securities Australia Ltd Sell 339,590 (69,000) Ordinary
21-Mar-19 UBS Securities Australia Ltd Buy 4,607 932 Ordinary
21-Mar-19 UBS Securities Australia Ltd Buy 12,387 2,506 Ordinary
21-Mar-19 UBS Securities Australia Ltd Buy 19,558 3,954 Ordinary
21-Mar-19 UBS Securities Australia Ltd Sell 10,114 (2,046) Ordinary
21-Mar-19 UBS Securities Australia Ltd Buy 5,104 1,030 Ordinary
21-Mar-19 UBS Securities Australia Ltd Stock borrowed N/A 50,000 Ordinary
21-Mar-19 UBS AG, Australia Branch Stock returned N/A (200,000) Ordinary
21-Mar-19 UBS AG, Australia Branch Stock returned N/A (100,000) Ordinary
22-Mar-19 UBS AG London Branch Buy 2,100,000 420,000 Ordinary
22-Mar-19 UBS AG London Branch Sell 693,570 (140,657) Ordinary
22-Mar-19 UBS AG London Branch Sell 235,316 (48,253) Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 15 3 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 5 1 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 15 3 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 15 3 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 5 1 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 15 3 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 5 1 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 15 3 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 5 1 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 15 3 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 15 3 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 15 3 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 15 3 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 10 2 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 24 5 Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 15 (3) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 5 (1) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 5 (1) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 15 (3) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 15 (3) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 5 (1) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 15 (3) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 5 (1) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 5 (1) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 24 (5) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 10 (2) Ordinary
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22-Mar-19 UBS Securities Australia Ltd Sell 15 (3) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 5 (1) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 5 (1) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 15 (3) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 15 (3) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 15 (3) Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 1,510 312 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 1,554 319 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 14,175 2,887 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 752,861 154,865 Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 408,319 (83,935) Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 6,970 1,419 Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 806 (165) Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 11,740 2,408 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 16,502 3,385 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 26,879 5,517 Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 769,541 (157,887) Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 811,453 166,640 Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 147,258 (30,234) Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 18,553 3,820 Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 13,890 2,850 Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 42,471 (8,684) Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 58,152 11,972 Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 27,531 (5,671) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 25,447 (5,219) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 326,193 (67,118) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 695,516 (143,435) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 12,542 (2,561) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 78 (16) Ordinary
22-Mar-19 UBS Securities Australia Ltd Buy 11,775 2,417 Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 92,489 (19,101) Ordinary
22-Mar-19 UBS Securities Australia Ltd Sell 73,137 (15,000) Ordinary
22-Mar-19 UBS Securities Australia Ltd Stock borrowed N/A 27,368 Ordinary
22-Mar-19 UBS Securities Australia Ltd Stock borrowed N/A 114,632 Ordinary
22-Mar-19 UBS Securities Australia Ltd Stock returnedUBS ceased to have a relevant N/A (50,000) Ordinary
interest in Platinum Asset
Management Ltd shares to the
extent arising under the terms of
the Block Trade Agreement
between UBS AG, Australia
Branch and Mr Kerr Neilson to
the extent as arising under
section 608(8) of the
Corporations Act 2001 (Cth).
(See Appendix B provided in
Form 603 disclosure dated 19
22-Mar-19 UBS AG, Australia Branch UBS ceased to have a relevant March 2019) N/A (30,000,000) Ordinary
interest in Platinum Asset
Management Ltd shares to the
extent arising under the terms of
the Block Trade Agreement
between UBS AG, Australia
Branch and Mrs Judith Neilson to
the extent as arising under
section 608(8) of the
Corporations Act 2001 (Cth).
(See Appendix B provided in
Form 603 disclosure dated 19
22-Mar-19 UBS AG, Australia Branch March 2019) N/A (30,000,000) Ordinary
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