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Krka — Major Shareholding Notification 2018
Jan 25, 2018
1983_rns_2018-01-25_1cd7c3fa-f0cf-4d59-867b-620839aa8943.pdf
Major Shareholding Notification
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Date:22 October 2015 ESMA/2015/1597
Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the competent authority)
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached":
Krka, d. d., Šmarješka cesta 6, 8501 Novo mesto, Slovenia; ISIN: SI0031102120
- Reason for the notification (please tick the appropriate box or boxes):
[x] An acquisition or disposal of voting rights
[ ] An acquisition or disposal of financial instruments
[ ] An event changing the breakdown of voting rights
[ ] Other (please specify)":
3. Details of person subject to the notification obligation" :
Name: Allianz SE City and country of registered office (if applicable): 80802 Munich, Germany
- Full name of shareholder(s) (if different from 3.):
5. Date on which the threshold was crossed or reached":
18.01.2018
6. Total positions of person(s) subject to the notification obligation:
| % of voting rights attached to shares (total of 7.A) |
% of voting rights through financial in- struments (total of 7.B.1 + 7.B.2) |
Total of both in % (7.A + 7.B) |
Total number of voting rights of issuer" |
|
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed or reached |
4 99% | 0.00% | 4 99% | 32.793.448 |
| Position of previous notification (if appli- cable) |
5.08% | 0.00% | 5.08% |

7. Notified details of the resulting situation on the date on which the threshold was crossed or reached™:
A: Voting rights attached to shares
| Class/type of shares ISIN code (if possi- ble) |
Number of voting rights" | % of voting rights | ||
|---|---|---|---|---|
| Direct (Art 9 of Directive 2004/109/EC) |
Indirect (Art 10 of Directive 2004/109/EC) |
Direct (Art 9 of Directive 2004/109/EC) |
Indirect (Art 10 of Directive 2004/109/EC) |
|
| SI0031102120 | 0 | 1,635,043 | 0% | 4.99% |
| SUBTOTAL A | 1.635.043 | 4.99% |
| B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC | ||||
|---|---|---|---|---|
| Type of financial instrument |
Expiration date* |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exer- cised/ converted. |
% of voting rights |
| SUBTOTAL B.1 |
| Type of financial instrument |
Expiration date' |
Exercise/ Conversion Period *i |
Physical or cash settlement" |
Number of voting rights |
% of voting rights |
|---|---|---|---|---|---|
| SUBTOTAL B.2 |
2

- Information in relation to the person subject to the notification obligation (please tick the applicable box):
[ ] Person subject to the notification obligation is not controlled by any natural person or legal [ ] Person Subject to the neany other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.""
[ ] Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity™:
| Name" | % of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial in- struments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
|---|---|---|---|
| Allianz SE | |||
| Allianz Holding eins GmbH | |||
| Allianz New Holding GmbH | |||
| Allianz ZB d.o.o. društvo za upravljanje obveznim mirovinskim fondom |
|||
| Allianz SE | |||
| Allianz Holding eins GmbH | |||
| Allianz New Europe Hold- ing GmbH |
|||
| Allianz ZB d.o.o. za uprav- ljanje dobrovoljnim miro- vinskim fondovima |
|||
| Allianz SE | |||
| Allianz Holding eins GmbH | |||
| Allianz New Europe Hold- ing GmbH |
|||
| Allianz Zagreb d.d. | |||
| Allianz Invest d.o.o. za upravljanje investicijskim fondovima |
|||
| Allianz SE |

| Allianz Asset Management GmbH |
|
|---|---|
| Allianz Global Investors GmbH |
|
| Allianz SE | |
| Allianz Holding eins GmbH | |
| Allianz New Europe Hold- ing GmbH |
|
| Allianz Hungária Biztosító Zrt. |
-
In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [dute]
-
Additional information™:
Done at Munich on January 22, 2018.