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Krispy Kreme, Inc. — Director's Dealing 2024
Feb 10, 2024
32648_dirs_2024-02-09_33b3e846-6806-4a02-8538-2923d1ffff0f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Krispy Kreme, Inc. (DNUT)
CIK: 0001857154
Period of Report: 2024-02-08
Reporting Person: Tattersfield Michael J. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-08 | Common Stock | A | 300000 | — | Acquired | 3095642 | Direct |
| 2024-02-08 | Common Stock | F | 55222 | $13.31 | Disposed | 3040420 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 550051 | Indirect |
| Common Stock | 295 | Indirect |
Footnotes
F1: Consists of performance-based restricted stock units ("PSUs"), 100% of the performance metrics were achieved on Feb 8, 2024. Upon vesting, the PSUs are settled on a one-for-one basis in shares of common stock. Subject to certain other terms and conditions, the PSUs shall vest in three installments as follows: 50% on Feb 8, 2024, 25% on Dec 29, 2024, and 25% on Dec 28, 2025.
F2: Reported transaction consists of shares surrendered to cover tax withholding for the vesting of restricted stock units.
F3: Direct: 2,175,786, unvested RSUs: 864,634.
F4: The shares are held in trust for the benefit of the Reporting Person's children and of which the trustee is the Reporting Person's spouse.
F5: The Reporting Person disclaims beneficial ownership of all securities owned by the Reporting Person's daughter except to the extent of his pecuniary interest therein.