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KRATOS DEFENSE & SECURITY SOLUTIONS, INC. — Director's Dealing 2016
Apr 15, 2016
30409_dirs_2016-04-15_f0acf6fd-a5b7-47b7-b6a1-e0edec5d0776.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)
CIK: 0001069258
Period of Report: 2016-04-06
Reporting Person: Carrai Phillip D (President, TTS Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-06 | Common Stock | M | 8000 | — | Acquired | 89686 | Direct |
| 2016-04-06 | Common Stock | F | 2576 | $4.67 | Disposed | 87110 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-06 | Restricted Stock Unit | $ | M | 8000 | Disposed | Common Stock (8000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 23394 | Indirect |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
F2: RSUs were granted and previously reported on a Form 4 filed January 5, 2016. Of these RSUs, 8,000 were released on April 6, 2016.
F3: Shares withheld for payment of minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.
F4: Includes 11,277 shares purchased through Issuer's Employee Stock Purchase Plan and 12,972 shares held in Issuer's 401(k) Plan.