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KOSS CORP — Director's Dealing 2020
Oct 6, 2020
34583_dirs_2020-10-06_149b6457-3d89-48b3-94ee-0fd57fd4dea2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KOSS CORP (KOSS)
CIK: 0000056701
Period of Report: 2020-10-02
Reporting Person: KOSS MICHAEL J (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-02 | Common Stock | J | 44000 | $0.00 | Disposed | 115122 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 863907 | Direct |
| Common Stock | 857949 | Indirect |
| Common Stock | 1000885 | Indirect |
| Common Stock | 158091 | Indirect |
| Common Stock | 983800 | Indirect |
Footnotes
F1: The transaction is a distribution of shares of Common Stock, for no consideration, by the Michael John Koss Jr. 1983 Trust (the "Trust") to the beneficiary of the Trust.
F2: These shares are held through three separate trusts. Each trust benefits an adult child of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3: Includes shares previously owned indirectly through Koss Corporation's 401(k) plan.
F4: The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F5: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.