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KOSS CORP — Director's Dealing 2013
Jul 26, 2013
34583_dirs_2013-07-26_5108045f-3511-402d-8e7e-10798bccf699.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KOSS CORP (KOSS)
CIK: 0000056701
Period of Report: 2012-12-20
Reporting Person: KOSS JOHN C JR (Vice President - Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-20 | Common Stock | G | 857949 | — | Acquired | 857949 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-24 | Stock Option (right to buy) | $5.83 | A | 100000 | Acquired | 2023-07-24 | Common Stock (100000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 32000 | Indirect |
| Common Stock | 91613 | Indirect |
| Common Stock | 356294 | Direct |
| Common Stock | 27798 | Indirect |
Footnotes
F1: These shares are held in trust for the benefit of Nancy Koss, the mother of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of these securities for purpose of Section 16 or any other purpose.
F2: This option vests in four equal annual installments beginning on 07/24/2014.
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