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KOSS CORP — Director's Dealing 2011
Jul 18, 2011
34583_dirs_2011-07-18_5e93a76e-f6e3-4dc7-8a91-38e9648ac7b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KOSS CORP (KOSS)
CIK: 0000056701
Period of Report: 2007-05-09
Reporting Person: KOSS JOHN C JR (Vice President - Sales)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-05-09 | Employee Stock Option (right to buy) | $10.71 | A | 40000 | Acquired | 2012-05-09 | Common Stock (40000) | Direct |
| 2008-05-08 | Employee Stock Option (right to buy) | $8.53 | A | 60000 | Acquired | 2013-05-08 | Common Stock (60000) | Direct |
| 2009-07-15 | Employee Stock Option (right to buy) | $6.905 | A | 100000 | Acquired | 2014-07-15 | Common Stock (100000) | Direct |
| 2010-07-14 | Employee Stock Option (right to buy) | $5.760 | A | 100000 | Acquired | 2015-07-14 | Common Stock (100000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 356294 | Direct |
| Common Stock | 32000 | Indirect |
| Common Stock | 109718 | Indirect |
Footnotes
F1: These totals reflect the December 1, 2009 2-for-1 stock split and recent ESOP allocations.
F2: This exercise price and number of derivative securities reflect the December 1, 2009 2-for-1 stock split.
F3: This option vests in four equal installments beginning on 05/09/2008.
F4: This option vests in four equal installments beginning on 05/08/2009
F5: This option vests in four equal installments beginning on 07/15/2010.
F6: This option vests in four equal installments beginning on 07/14/2011.
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