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KOSS CORP — Director's Dealing 2011
Jul 18, 2011
34583_dirs_2011-07-18_a769c13a-50d1-402b-a944-acb18c2619fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KOSS CORP (KOSS)
CIK: 0000056701
Period of Report: 2003-04-30
Reporting Person: LILLIE LENORE (VP - Operations)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-04-30 | Employee Stock Option (right to buy) | $7.875 | A | 20000 | Acquired | 2013-04-30 | Common Stock (20000) | Direct |
| 2004-04-28 | Employee Stock Option (right to buy) | $11.005 | A | 40000 | Acquired | 2014-04-28 | Common Stock (40000) | Direct |
| 2005-07-20 | Employee Stock Option (right to buy) | $8.69 | A | 10000 | Acquired | 2015-07-20 | Common Stock (10000) | Direct |
| 2006-05-08 | Employee Stock Option (right to buy) | $13.09 | A | 10000 | Acquired | 2016-05-08 | Common Stock (10000) | Direct |
| 2007-05-09 | Employee Stock Option (right to buy) | $9.735 | A | 10000 | Acquired | 2017-05-09 | Common Stock (10000) | Direct |
| 2008-05-08 | Employee Stock Option (right to buy) | $7.755 | A | 10000 | Acquired | 2018-05-08 | Common Stock (10000) | Direct |
| 2009-07-15 | Employee Stock Option (right to buy) | $6.275 | A | 20000 | Acquired | 2019-07-15 | Common Stock (20000) | Direct |
| 2010-07-14 | Employee Stock Option (right to buy) | $5.24 | A | 25000 | Acquired | 2020-07-14 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20088 | Direct |
| Common Stock | 35466 | Indirect |
Footnotes
F1: These totals reflect the December 1, 2009 2-for-1 stock split and recent ESOP allocations.
F2: This exercise price and number of derivative securities reflect the December 1, 2009 2-for-1 stock split.
F3: This option vests in four equal installments beginning on 04/30/2004.
F4: This option vests in five equal installments beginning on 04/28/2005.
F5: This option vests in five equal installments beginning on 07/20/2006.
F6: This option vests in five equal installments beginning on 05/08/2007.
F7: This option vests in five equal installments beginning on 05/09/2008.
F8: This option vests in five equal installments beginning on 05/08/2009.
F9: This option vests in five equal installments beginning on 07/15/2010.
F10: This option vests in five equal installments beginning on 07/14/2011.