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Knowles Corp — Director's Dealing 2018
Jun 29, 2018
31674_dirs_2018-06-29_1eba3a3c-4a78-4b9a-aeca-4dbde5e3ddac.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Knowles Corp (KN)
CIK: 0001587523
Period of Report: 2018-06-22
Reporting Person: Bastarrica Air A. Jr. (Vice President & Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13543 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $11.02 | 2023-02-17 | Common Stock (5319) | Direct | |
| Stock Option (Right to Buy) | $19.28 | 2024-02-15 | Common Stock (8915) | Direct | |
| Stock Option (Right to Buy) | $14.29 | 2025-02-15 | Common Stock (11132) | Direct |
Footnotes
F1: This total includes the following unvested Restricted Stock Units: 1,361 units from award dated 2/17/16 and will vest on 2/17/19; 3,112 units from award dated 2/16/17 and 1,556 will vest on 2/16/19 and 1,556 will vest on 2/16/20; and 6,298 units from award dated 2/15/18 that vests ratably over three years commencing on the first anniversary of the award.
F2: Option granted under the Knowles Corporation 2014 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award.
F3: The original grant was issued for 7,979 options and 2,660 were previously exercised. The remaining balance on this grant is 5,319.
F4: Option granted under the Knowles Corporation 2016 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award.