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KLA CORP Director's Dealing 2020

Feb 11, 2020

29827_dirs_2020-02-11_8e71b7dd-482a-44f4-808f-04d7d6e2f12d.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: KLA CORP (KLAC)
CIK: 0000319201
Period of Report: 2020-02-05

Reporting Person: Donzella Oreste (Executive Vice President)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5967 Direct
Common Stock - Restricted Stock Units 25035 Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2: Consists of seven different RSU awards covering: (1) 2,240 shares, which will vest as to all of the shares on September 7, 2020; (2) 2,000 shares, which will vest as to all of the shares on February 1, 2021; (3) 1,876 shares, which will vest as to 50% of the shares on August 3, 2020 and 2021; (4) 2,342 shares, which will vest as to 50% of the shares on November 1, 2020 and 2021; (5) 4,311 shares, which will vest as to one third of the shares on August 2, 2020, 2021 and 2022; (6) 5,360 shares, which will vest as to 25% of the shares on August 1, 2020, 2021, 2022 and 2023; and (7) 6,906 shares, which will vest as to all of the shares on March 20, 2022, in each case subject to continued service on the applicable vesting date.

F3: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.