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KLA CORP — Director's Dealing 2018
Aug 7, 2018
29827_dirs_2018-08-07_076fef1e-82bd-4435-a989-49081ed0d4db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KLA TENCOR CORP (KLAC)
CIK: 0000319201
Period of Report: 2018-08-03
Reporting Person: WALLACE RICHARD P (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-03 | Common Stock - Restricted Stock Units | M | 7504 | — | Disposed | 266088 | Direct |
| 2018-08-03 | Common Stock | M | 7504 | — | Acquired | 51181 | Direct |
| 2018-08-03 | Common Stock | F | 3721 | $119.59 | Disposed | 47460 | Direct |
| 2018-08-04 | Common Stock - Restricted Stock Units | M | 20675 | — | Disposed | 245413 | Direct |
| 2018-08-04 | Common Stock | M | 20675 | — | Acquired | 68135 | Direct |
| 2018-08-03 | Common Stock | F | 10251 | $119.59 | Disposed | 57884 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9182 | Indirect |
Footnotes
F1: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.
F2: On August 3, 2017, the Reporting Person was granted an RSU for 30,016 shares of KLA-Tencor Common Stock. On August 3, 2018, 25% of those shares vested.
F3: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
F4: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used forpurposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 3, 2018.
F5: On August 4, 2016, the Reporting Person was granted an RSU for 82,700 shares of KLA-Tencor Common Stock. On August 4, 2018, 25% of those shares vested.
F6: Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary.