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KKR & Co. Inc. — Director's Dealing 2021
Jan 23, 2021
10262_dirs_2021-01-22_d88c4b13-8268-4fba-856c-f4444cfce654.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KKR & Co. Inc. (KKR)
CIK: 0001404912
Period of Report: 2021-01-21
Reporting Person: BAE JOSEPH Y (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-21 | Common Stock | M | 2500000 | — | Acquired | 3459988 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-21 | Restricted Stock Units | $ | M | 2500000 | Disposed | Common Stock (2500000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 500000 | Indirect |
| Common Stock | 1482 | Indirect |
| Common Stock | 7166 | Indirect |
Footnotes
F1: Represents the vesting of 2,500,000 restricted equity units granted on November 2, 2017, which were subject to market price-based vesting condition and vested upon the closing price of KKR common stock reaching and maintaining $40 per share for 10 consecutive trading days, which condition was met on January 21, 2021. On the date of the grant of these restricted equity units, the closing price of KKR common units was $19.90 per unit.
F2: These shares of common stock are being held by a limited partnership controlled by the Reporting Person solely for purposes of future charitable donations.