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KKR & Co. Inc. — Director's Dealing 2021
Dec 10, 2021
10262_dirs_2021-12-10_3651cf18-a9ba-488e-9fd0-102858be5cfb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KKR & Co. Inc. (KKR)
CIK: 0001404912
Period of Report: 2021-12-09
Reporting Person: BAE JOSEPH Y (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-09 | Restricted Holdings Units | $ | A | 7500000 | Acquired | Common Stock (7500000) | Direct |
Footnotes
F1: Represents a grant of restricted holdings units from the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the holder's continued service to December 31, 2026, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2026 and December 31, 2028). Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holding units that have not vested by December 31, 2028 will be forfeited.