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KKR & Co. Inc. — Director's Dealing 2012
Nov 2, 2012
10262_dirs_2012-11-02_2e2841dc-2077-413b-bb71-fd2690ec59f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KKR & Co. L.P. (KKR)
CIK: 0001404912
Period of Report: 2012-10-31
Reporting Person: FISHER TODD A (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-31 | Common Units | S | 93367 | $15.09 | Disposed | 0 | Direct |
| 2012-10-31 | Common Units | S | 41971 | $15.05 | Disposed | 0 | Indirect |
Footnotes
F1: Reflects a weighted average sale price. These common units were sold in multiple transactions at prices ranging from $15.00 to $15.29, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common units sold at each separate price.
F2: These common units had previously been reported as indirectly held through a KKR-related holding vehicle. These units were transferred to the Reporting Person's direct ownership in a transaction exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended, which merely changed the form of the Reporting Person's pecuniary interest in such securities.
F3: Reflects a weighted average sale price. These common units were sold in multiple transactions at prices ranging from $15.00 to $15.12, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common units sold at each separate price.
F4: These common units had previously been reported as indirectly held through a KKR-related holding vehicle. These units were transferred to a trust the beneficiaries of which are certain family members of the Reporting Person and of which the Reporting Person is a trustee. Such transaction was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended, which merely changed the form of the Reporting Person's pecuniary interest in such securities.