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KIRBY CORP — Director's Dealing 2003
Apr 24, 2003
31065_dirs_2003-04-24_1a9f35ca-3d19-4122-8d7c-4ca2916e4325.zip
Director's Dealing
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4 1 doc1.htm Form 4 Form 4 created using the Online EDGARforms Self-Filing System Visit www.EDGARfilings.com for more information Copyright 2003 EDGARfilings, Ltd., an IEC company. All rights reserved.
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| OMB Number: 3235-0287 | ||
| Expires: January 31, 2005 | ||
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| continue. See instructions 1(b). | Estimated | |
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| 1.
Name and Address of Reporting Person* Peterkin, Jr., George A. | 2.
Issuer Name and Ticker or Trading Symbol Kirby Corporation (KEX) | | 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) _ X _ Director
___ 10% Owner ___ Officer (give title below)
___ Other (specify below) |
| --- | --- | --- | --- |
| (Last)
(First) (Middle) 5005 Woodway, Suite 200 | 3.
I.R.S. Identification Number of Reporting Person, if an entity (voluntary) | 4.
Statement for Month/Day/Year 04/22/2003 | |
| (Street) Houston, TX 77056 | | 5.
If Amendment, Date of Original (Month/Day/Year) | 7.
Individual or Joint/Group Filing (Check Applicable Line) _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
| (City)
(State)
(Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | | |
| 1. Title of Security (Instr. 3) — Code | Price | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|---|---|---|---|
| Common Stock, par value $.10 per share | 215976 | D | |
| Common Stock, par value $.10 per share | 85135 | I | (1) |
| Common Stock, par value $.10 per share | 4000 | I | (2) |
| Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly. * If the form is filed by more than one reporting person, see Instructions 4(b)(v). | |
| --- | --- |
| Potential persons who are to respond to the collection of information contained in this
form are not required to respond unless the form displays a currently valid OMB control
number. | (Over) SEC 1474 (9-02) |
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr.3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/ Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.3,4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||
| Director Stock Option (Right to Buy) | 25.385 | 04/22/2003 | A | 3000 | 10/22/2003 | 04/22/2013 | Common Stock | 3000 | 25.385 | 14585 | D |
Explanation of Responses: (1) The shares are owned by 14 trusts of which Mr. Peterkin is the trustee and the beneficiaries are seven of his grandchildren, one grandnephew, two grandnieces and two of the grandchildren of his wife, Nancy G. Peterkin. (2) Shares owned beneficially and of record by Mr. Peterkin's wife, Nancy G. Peterkin, of which Mr. Peterkin disclaims any beneficial ownership.
| ** | Intentional
misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| --- | --- |
| Note: | File three
copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
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