AI assistant
Keysight Technologies, Inc. — Director's Dealing 2017
Jun 27, 2017
10513_dirs_2017-06-27_3e2673a1-80f6-434e-a902-3587ed2386a5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Keysight Technologies, Inc. (KEYS)
CIK: 0001601046
Period of Report: 2017-06-23
Reporting Person: Nersesian Ronald S. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-23 | Common Stock | M | 40862 | $19.62 | Acquired | 509290.153 | Direct |
| 2017-06-23 | Common Stock | S | 40862 | $38.0936 | Disposed | 468428.153 | Direct |
| 2017-06-23 | Common Stock | M | 101135 | $20.74 | Acquired | 569563.153 | Direct |
| 2017-06-23 | Common Stock | S | 101135 | $38.1845 | Disposed | 468428.153 | Direct |
| 2017-06-23 | Common Stock | M | 188454 | $19.97 | Acquired | 656882.153 | Direct |
| 2017-06-23 | Common Stock | S | 188454 | $38.3874 | Disposed | 468428.183 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-23 | Employee Stock Option (Right to Buy) | $19.62 | M | 40862 | Disposed | 2020-11-16 | Common Stock (40862) | Direct |
| 2017-06-23 | Employee Stock Option (Right to Buy) | $20.74 | M | 101135 | Disposed | 2021-11-16 | Common Stock (101135) | Direct |
| 2017-06-23 | Employee Stock Option (Right to Buy) | $19.97 | M | 188454 | Disposed | 2022-11-20 | Common Stock (188454) | Direct |
Footnotes
F1: Includes 153.205 shares acquired in an Employee Stock Purchase Plan under Section 423 of The Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.
F2: The sale of the shares was made as part of Mr. Nersesian's personal investment and financial planning needs, including individual asset diversification.
F3: Average weighted price is $38.0936, with a range from $38.06 to $38.115
F4: Average weighted price is $38.1845, with a range from $38.17 to $38.205
F5: Average weighted price is $38.3874, with a range from $38.08 to $38.60
F6: Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
F7: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.