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KEYCORP /NEW/ — Director's Dealing 2022
Feb 22, 2022
30283_dirs_2022-02-22_3d9b16be-4093-4d0a-ae17-ed3bd39a4ac4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2022-02-17
Reporting Person: KIMBLE DONALD R (CFO, CAO, & Vice Chair)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-17 | Common Shares | M | 29684 | — | Acquired | 426311 | Direct |
| 2022-02-17 | Common Shares | F | 9414 | $25.73 | Disposed | 416897 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-17 | Restricted Stock Units | $ | M | 8639 | Disposed | Common Shares (8639.0) | Direct | |
| 2022-02-17 | Restricted Stock Units | $ | M | 11682 | Disposed | Common Shares (11682.0) | Direct | |
| 2022-02-17 | Restricted Stock Units | $ | M | 9363 | Disposed | Common Shares (9363.0) | Direct | |
| 2022-02-17 | Deferred Shares | $ | A | 56915 | Acquired | Common Shares (56915.0) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: These restricted stock units, granted on February 19, 2018, vested in four equal annual installments ending on February 17, 2022.
F3: Includes approximately 293 dividend-equivalent restricted stock units accrued between March and December 2021.
F4: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
F5: Includes approximately 792 dividend-equivalent restricted stock units accrued between March and December 2021.
F6: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F7: Includes approximately 1,269 dividend-equivalent restricted stock units accrued between March and December 2021.
F8: Each deferred share represents a right to receive the cash value of one share of common stock.
F9: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.
F10: In connection with the vesting on February 17, 2022, of cash-settling performance shares previously granted to the reporting person, the reporting person's receipt of the cash value of 56,915 shares of common stock was deferred, resulting in the reporting person's receipt instead of 56,915 deferred shares pursuant to KeyCorp's Long-Term Incentive Deferral Plan.