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KEYCORP /NEW/ — Director's Dealing 2020
Feb 19, 2020
30283_dirs_2020-02-19_5e91f21d-fd75-46af-8df8-594bce5e06dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2020-02-17
Reporting Person: Brady Amy G. (Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-17 | Common Shares | M | 24294 | — | Acquired | 119725 | Direct |
| 2020-02-17 | Common Shares | F | 7808 | $19.73 | Disposed | 111917 | Direct |
| 2020-02-17 | Common Shares | A | 17118 | — | Acquired | 129035 | Direct |
| 2020-02-17 | Common Shares | F | 5410 | $19.73 | Disposed | 123625 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-17 | Restricted Stock Units | $ | M | 6952 | Disposed | Common Shares (6952) | Direct | |
| 2020-02-17 | Restricted Stock Units | $ | M | 3930 | Disposed | Common Shares (3930) | Direct | |
| 2020-02-17 | Restricted Stock Units | $ | M | 5099 | Disposed | Common Shares (5099) | Direct | |
| 2020-02-17 | Restricted Stock Units | $ | M | 8313 | Disposed | Common Shares (8313) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 20, 2017.
F3: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.
F4: Includes approximately 265 dividend-equivalent restricted stock units accrued between March and December 2019.
F5: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F6: Includes approximately 299 dividend-equivalent restricted stock units accrued between March and December 2019.
F7: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
F8: Includes approximately 583 dividend-equivalent restricted stock units accrued between March and December 2019.
F9: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
F10: Includes approximately 1,267 dividend-equivalent restricted stock units accrued between March and December 2019.