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KEYCORP /NEW/ — Director's Dealing 2020
Feb 19, 2020
30283_dirs_2020-02-19_56b39586-205d-44e0-9354-f4aaa3e5a187.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2020-02-17
Reporting Person: Ryan Kevin Thomas (Chief Risk Review Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-17 | Common Shares | M | 9944 | — | Acquired | 93850 | Direct |
| 2020-02-17 | Common Shares | F | 3014 | $19.73 | Disposed | 90836 | Direct |
| 2020-02-17 | Common Shares | A | 7901 | — | Acquired | 98737 | Direct |
| 2020-02-17 | Common Shares | F | 2398 | $19.73 | Disposed | 96339 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-17 | Restricted Stock Units | $ | M | 4412 | Disposed | Common Shares (4412) | Direct | |
| 2020-02-17 | Restricted Stock Units | $ | M | 2001 | Disposed | Common Shares (2001) | Direct | |
| 2020-02-17 | Restricted Stock Units | $ | M | 1631 | Disposed | Common Shares (1631) | Direct | |
| 2020-02-17 | Restricted Stock Units | $ | M | 1900 | Disposed | Common Shares (1900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 13341 | Indirect |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 20, 2017.
F3: Reported as of February 18, 2020.
F4: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.
F5: Includes approximately 168 dividend-equivalent restricted stock units accrued between March and December 2019.
F6: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F7: Includes approximately 152 dividend-equivalent restricted stock units accrued between March and December 2019.
F8: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
F9: Includes approximately 187 dividend-equivalent restricted stock units accrued between March and December 2019.
F10: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
F11: Includes approximately 290 dividend-equivalent restricted stock units accrued between March and December 2019.