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KEYCORP /NEW/ — Director's Dealing 2020
Apr 17, 2020
30283_dirs_2020-04-17_c83d4365-04ee-4755-94d0-d13c02786ed0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2020-04-17
Reporting Person: Gorman Christopher M. (Director, President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-17 | Common Shares | P | 100000 | $10.36 | Acquired | 606941 | Direct |
| 2020-04-17 | Common Shares | M | 40000 | $8.59 | Acquired | 646941 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-17 | Option to Buy | $8.59 | M | 40000 | Disposed | 2021-05-19 | Common Shares (40000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 3990 | Indirect |
Footnotes
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.27 to $10.55.
F2: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
F3: Includes approximately 6,076 common shares acquired through dividend reinvestment in March 2020 and approximately 99 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan in March and April 2020.
F4: Reported as of April 17, 2020.
F5: This option vested in four equal annual installments ending on May 19, 2015.