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KEYCORP /NEW/ — Director's Dealing 2019
Jan 4, 2019
30283_dirs_2019-01-04_9b33fca2-c39c-4c3a-a4ff-1ee3a5da9c83.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2019-01-02
Reporting Person: GILLIS RUTH ANN M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-02 | Common Shares | M | 14442 | — | Acquired | 30629 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-02 | Deferred Shares | $ | M | 14442 | Disposed | 2019-01-02 | Common Shares (14442) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 12900 | Indirect |
| Common Shares | 5000 | Indirect |
| Common Shares | 31945 | Indirect |
| Common Shares | 14938 | Indirect |
Footnotes
F1: Each Deferred Share is the economic equivalent of one Common Share.
F2: These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust.
F3: These shares are held in a living trust. The reporting person is trustee of the trust.
F4: These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust.
F5: Includes approximately 719 dividend-equivalent Deferred Shares accrued in December 2018.