KEYCORP /NEW/ — Director's Dealing 2019

Feb 20, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2019-02-17

Reporting Person: KIMBLE DONALD R (Chf. Finance Off. & Vice Chair)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-02-17	Common Shares	M	41506	—	Acquired	295353	Direct
2019-02-17	Common Shares	F	19344	$17.51	Disposed	276009	Direct
2019-02-18	Common Shares	A	75694	—	Acquired	351703	Direct
2019-02-18	Common Shares	F	32978	$17.51	Disposed	318725	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-02-17	Restricted Stock Units	$	M	10148	Disposed		Common Shares (10148)	Direct
2019-02-17	Restricted Stock Units	$	M	15432	Disposed		Common Shares (15432)	Direct
2019-02-17	Restricted Stock Units	$	M	8323	Disposed		Common Shares (8323)	Direct
2019-02-17	Restricted Stock Units	$	M	7603	Disposed		Common Shares (7603)	Direct
2019-02-18	Restricted Stock Units	$	A	41119	Acquired		Common Shares (41119)	Direct
2019-02-18	Option to Buy	$17.51	A	58631	Acquired	2029-02-18	Common Shares (58631)	Direct

Footnotes

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 15, 2016.

F3: The restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019.

F4: Includes approximately 305 dividend-equivalent restricted stock units accrued between March and December 2018.

F5: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F6: Includes approximately 928 dividend-equivalent restricted stock units accrued between March and December 2018.

F7: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F8: Includes approximately 751 dividend-equivalent restricted stock units accrued between March and December 2018.

F9: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F10: Includes approximately 915 dividend-equivalent restricted stock units accrued between March and December 2018.

F11: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F12: The options to buy, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.