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KEYCORP /NEW/ — Director's Dealing 2019
Feb 20, 2019
30283_dirs_2019-02-20_635c204e-52b4-4440-aa37-62557a4e9a27.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2019-02-17
Reporting Person: Devine Dennis A (Co-Pres., Key Community Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-17 | Common Shares | M | 19396 | — | Acquired | 150629 | Direct |
| 2019-02-17 | Common Shares | F | 5889 | $17.51 | Disposed | 144740 | Direct |
| 2019-02-18 | Common Shares | A | 30277 | — | Acquired | 175017 | Direct |
| 2019-02-18 | Common Shares | F | 9285 | $17.51 | Disposed | 165732 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-17 | Restricted Stock Units | $ | M | 4684 | Disposed | Common Shares (4684) | Direct | |
| 2019-02-17 | Restricted Stock Units | $ | M | 6172 | Disposed | Common Shares (6172) | Direct | |
| 2019-02-17 | Restricted Stock Units | $ | M | 4371 | Disposed | Common Shares (4371) | Direct | |
| 2019-02-17 | Restricted Stock Units | $ | M | 4169 | Disposed | Common Shares (4169) | Direct | |
| 2019-02-18 | Restricted Stock Units | $ | A | 25128 | Acquired | Common Shares (25128) | Direct | |
| 2019-02-18 | Option to Buy | $17.51 | A | 35830 | Acquired | 2029-02-18 | Common Shares (35830) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 15, 2016.
F3: These restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019.
F4: Includes approximately 141 dividend-equivalent restricted stock units accrued between March and December 2018.
F5: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
F6: Includes approximately 371 dividend-equivalent restricted stock units accrued between March and December 2018.
F7: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F8: Includes approximately 394 dividend-equivalent restricted stock units accrued between March and December 2018.
F9: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
F10: Includes approximately 502 dividend-equivalent restricted stock units accrued between March and December 2018.
F11: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
F12: The options to buy, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.