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KEYCORP /NEW/ — Director's Dealing 2019
Feb 20, 2019
30283_dirs_2019-02-20_aa101d54-67c3-422d-83bc-9af6092a76c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2019-02-17
Reporting Person: Burke Edward J. (Co-Pres., Key Community Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-17 | Common Shares | M | 57023 | — | Acquired | 146151 | Direct |
| 2019-02-17 | Common Shares | F | 24634 | $17.51 | Disposed | 121517 | Direct |
| 2019-02-18 | Common Shares | A | 52986 | — | Acquired | 174503 | Direct |
| 2019-02-18 | Common Shares | F | 24111 | $17.51 | Disposed | 150392 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-17 | Restricted Stock Units | $ | M | 31616 | Disposed | Common Shares (31616) | Direct | |
| 2019-02-17 | Restricted Stock Units | $ | M | 10802 | Disposed | Common Shares (10802) | Direct | |
| 2019-02-17 | Restricted Stock Units | $ | M | 7492 | Disposed | Common Shares (7492) | Direct | |
| 2019-02-17 | Restricted Stock Units | $ | M | 7113 | Disposed | Common Shares (7113) | Direct | |
| 2019-02-18 | Restricted Stock Units | $ | A | 68532 | Acquired | Common Shares (68532) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 6959 | Indirect |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 15, 2016.
F3: Reported as of February 8, 2019.
F4: These restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019.
F5: Includes approximately 951 dividend-equivalent restricted stock units accrued between March and December 2018.
F6: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
F7: Includes approximately 650 dividend-equivalent restricted stock units accrued between March and December 2018.
F8: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F9: Includes approximately 676 dividend-equivalent restricted stock units accrued between March and December 2018.
F10: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
F11: Includes approximately 856 dividend-equivalent restricted stock units accrued between March and December 2018.
F12: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.