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KEYCORP /NEW/ — Director's Dealing 2019
Feb 21, 2019
30283_dirs_2019-02-20_9e8ab875-8ba3-4278-9a20-a1f58d25bc50.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2019-02-17
Reporting Person: Paine Andrew J III (Co-Head Corporate Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-17 | Common Shares | M | 59846 | — | Acquired | 212612 | Direct |
| 2019-02-17 | Common Shares | F | 27144 | $17.51 | Disposed | 185468 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-17 | Restricted Stock Units | $ | M | 10831 | Disposed | Common Shares (10831) | Direct | |
| 2019-02-17 | Restricted Stock Units | $ | M | 29707 | Disposed | Common Shares (29707) | Direct | |
| 2019-02-17 | Restricted Stock Units | $ | M | 9989 | Disposed | Common Shares (9989) | Direct | |
| 2019-02-17 | Restricted Stock Units | $ | M | 9319 | Disposed | Common Shares (9319) | Direct | |
| 2019-02-18 | Restricted Stock Units | $ | A | 45688 | Acquired | Common Shares (45688) | Direct | |
| 2019-02-18 | Option to Buy | $17.51 | A | 65146 | Acquired | 2029-02-18 | Common Shares (65146) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 18662 | Indirect |
| Common Shares | 24460 | Indirect |
| Common Shares | 445 | Indirect |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: Reported as of February 8, 2019.
F3: These restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019.
F4: Includes approximately 326 dividend-equivalent restricted stock units accrued between March and December 2018.
F5: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
F6: Includes approximately 1,787 dividend-equivalent restricted stock units accrued between March and December 2018.
F7: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F8: Includes approximately 901 dividend-equivalent restricted stock units accrued between March and December 2018.
F9: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
F10: Includes approximately 1,121 dividend-equivalent restricted stock units accrued between March and December 2018.
F11: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
F12: The options to buy, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.