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KEYCORP /NEW/ — Director's Dealing 2019
Oct 25, 2019
30283_dirs_2019-10-25_a2df6891-e31f-44ad-9c17-f4bf952df6cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2019-10-23
Reporting Person: MOONEY BETH E (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-23 | Common Shares | M | 249879 | $8.59 | Acquired | 1474754 | Direct |
| 2019-10-23 | Common Shares | M | 112676 | $9.33 | Acquired | 1587430 | Direct |
| 2019-10-23 | Common Shares | S | 362555 | $18.19 | Disposed | 1224875 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-23 | Option to Buy | $8.59 | M | 249879 | Disposed | 2021-05-19 | Common Shares (249879) | Direct |
| 2019-10-23 | Option to Buy | $9.33 | M | 112676 | Disposed | 2023-03-01 | Common Shares (112676) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 5924 | Indirect |
Footnotes
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.05 to $18.27.
F2: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: Reported as of October 22, 2019.
F4: This option vested in four equal annual installments ending on May 19, 2015.
F5: This option vested in four equal annual installments ending on March 1, 2017.