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KEYCORP /NEW/ — Director's Dealing 2018
Feb 21, 2018
30283_dirs_2018-02-21_2712ba2f-3f6c-4388-8bb3-9acb33649ffe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2018-02-17
Reporting Person: Buffie Craig A (Chief Human Resources Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-17 | Common Shares | M | 20994 | — | Acquired | 68560 | Direct |
| 2018-02-17 | Common Shares | F | 6374 | $21.02 | Disposed | 62186 | Direct |
| 2018-02-19 | Common Shares | A | 24373 | — | Acquired | 86559 | Direct |
| 2018-02-19 | Common Shares | F | 8006 | $21.02 | Disposed | 78553 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-17 | Restricted Stock Units | $ | M | 5389 | Disposed | Common Shares (5389) | Direct | |
| 2018-02-17 | Restricted Stock Units | $ | M | 4543 | Disposed | Common Shares (4543) | Direct | |
| 2018-02-17 | Restricted Stock Units | $ | M | 6486 | Disposed | Common Shares (6486) | Direct | |
| 2018-02-17 | Restricted Stock Units | $ | M | 4576 | Disposed | Common Shares (4576) | Direct | |
| 2018-02-19 | Restricted Stock Units | $ | A | 38653 | Acquired | Common Shares (38653) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 16, 2015.
F3: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.
F4: Includes approximately 108 dividend-equivalent restricted stock units accrued between March and December 2017.
F5: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
F6: Includes approximately 181 dividend-equivalent restricted stock units accrued between March and December 2017.
F7: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
F8: Includes approximately 391 dividend-equivalent restricted stock units accrued between March and December 2017.
F9: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F10: Includes approximately 368 dividend-equivalent restricted stock units accrued between March and December 2017.
F11: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.