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KEYCORP /NEW/ — Director's Dealing 2018
Feb 21, 2018
30283_dirs_2018-02-21_fa2c9d48-d693-480d-bb63-d89facf87487.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2018-02-17
Reporting Person: Paine Andrew J III (Co-Head Corporate Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-17 | Common Shares | M | 110852 | — | Acquired | 195904 | Direct |
| 2018-02-17 | Common Shares | F | 43137 | $21.02 | Disposed | 152767 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-17 | Restricted Stock Units | $ | M | 53003 | Disposed | Common Shares (53003) | Direct | |
| 2018-02-17 | Restricted Stock Units | $ | M | 8841 | Disposed | Common Shares (8841) | Direct | |
| 2018-02-17 | Restricted Stock Units | $ | M | 10506 | Disposed | Common Shares (10506) | Direct | |
| 2018-02-17 | Restricted Stock Units | $ | M | 28813 | Disposed | Common Shares (28813) | Direct | |
| 2018-02-17 | Restricted Stock Units | $ | M | 9689 | Disposed | Common Shares (9689) | Direct | |
| 2018-02-19 | Restricted Stock Units | $ | A | 36156 | Acquired | Common Shares (36156) | Direct | |
| 2018-02-19 | Option to Buy | $21.02 | A | 37109 | Acquired | 2028-02-19 | Common Shares (37109) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 18042 | Indirect |
| Common Shares | 26930 | Indirect |
| Common Shares | 445 | Indirect |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: Reported as of January 26, 2018.
F3: These restricted stock units, granted on February 16, 2015, vested in full on February 17, 2018.
F4: Includes approximately 2,028 dividend-equivalent restricted stock units accrued since June 2016.
F5: These restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.
F6: Includes approximately 177 dividend-equivalent restricted stock units accrued between March and December 2017.
F7: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
F8: Includes approximately 423 dividend-equivalent restricted stock units accrued between March and December 2017.
F9: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
F10: Includes approximately 1,736 dividend-equivalent restricted stock units accrued between March and December 2017.
F11: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F12: Includes approximately 777 dividend-equivalent restricted stock units accrued between March and December 2017.
F13: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
F14: The options to buy, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.