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KEYCORP /NEW/ — Director's Dealing 2018
Feb 21, 2018
30283_dirs_2018-02-21_c4a6ef44-1341-45b5-aced-bf184f530eea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2018-02-17
Reporting Person: Schosser Douglas M (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-17 | Common Shares | M | 8827 | — | Acquired | 25344 | Direct |
| 2018-02-17 | Common Shares | F | 2778 | $21.02 | Disposed | 22566 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-17 | Restricted Stock Units | $ | M | 2210 | Disposed | Common Shares (2210) | Direct | |
| 2018-02-17 | Restricted Stock Units | $ | M | 2271 | Disposed | Common Shares (2271) | Direct | |
| 2018-02-17 | Restricted Stock Units | $ | M | 2494 | Disposed | Common Shares (2494) | Direct | |
| 2018-02-17 | Restricted Stock Units | $ | M | 1851 | Disposed | Common Shares (1851) | Direct | |
| 2018-02-19 | Restricted Stock Units | $ | A | 5589 | Acquired | Common Shares (5589) | Direct | |
| 2018-02-19 | Option to Buy | $21.02 | A | 5371 | Acquired | 2028-02-19 | Common Shares (5371) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 3305 | Indirect |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: Reported as of January 26, 2018.
F3: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.
F4: Includes approximately 45 dividend-equivalent restricted stock units accrued between March and December 2017.
F5: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
F6: Includes approximately 90 dividend-equivalent restricted stock units accrued between March and December 2017.
F7: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
F8: Includes approximately 150 dividend-equivalent restricted stock units accrued between March and December 2017.
F9: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F10: Includes approximately 148 dividend-equivalent restricted stock units accrued between March and December 2017.
F11: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
F12: The options to buy, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.