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KEYCORP /NEW/ — Director's Dealing 2017
Oct 3, 2017
30283_dirs_2017-10-03_7a243578-35a2-47aa-a8cc-46a5134714a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2017-09-29
Reporting Person: GILLIS RUTH ANN M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-29 | Common Shares | M | 11495 | — | Acquired | 22045 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-29 | Deferred Shares | $ | M | 11495 | Disposed | 2017-09-29 | Common Shares (11495) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 5000 | Indirect |
| Common Shares | 12900 | Indirect |
| Common Shares | 14938 | Indirect |
| Common Shares | 7900 | Indirect |
| Common Shares | 2000 | Indirect |
Footnotes
F1: Each Deferred Share was the economic equivalent of one KeyCorp Common Share.
F2: These shares are held in a living trust. The reporting person is trustee of the trust.
F3: These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust.
F4: These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust.
F5: Includes approximately 767 dividend-equivalent Deferred Shares accrued between June and September 2017.