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KEYCORP /NEW/ — Director's Dealing 2017
Jan 20, 2017
30283_dirs_2017-01-20_c947cb2b-a3a7-4d5e-9f04-0a2c827d8e2a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2017-01-12
Reporting Person: Buffie Craig A (Chief Human Resources Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 47566 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to Buy | $9.33 | 2023-03-01 | Common Shares (4225) | Direct | |
| Options to Buy | $12.92 | 2024-02-17 | Common Shares (12167) | Direct | |
| Options to Buy | $14.11 | 2025-02-16 | Common Shares (13856) | Direct | |
| Options to Buy | $10.49 | 2026-02-15 | Common Shares (30373) | Direct | |
| Restricted Stock Units | $ | Common Shares (7057) | Direct | ||
| Restricted Stock Units | $ | Common Shares (10561) | Direct | ||
| Restricted Stock Units | $ | Common Shares (13355) | Direct | ||
| Restricted Stock Units | $ | Common Shares (25423) | Direct |
Footnotes
F1: Vests in four equal annual installments, beginning on the date shown.
F2: These restricted stock units vest in four equal annual installments. The first installment vested on March 1, 2014.
F3: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F4: These restricted stock units vest in four equal annual installments. The first installment vested on February 17, 2015.
F5: These restricted stock units vest in four equal annual installments. The first installment vested on February 17, 2016.
F6: These restricted stock units vest in four equal annual installments, beginning on February 17, 2017.