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KEYCORP /NEW/ — Director's Dealing 2017
Feb 22, 2017
30283_dirs_2017-02-22_75f1270e-a59c-4612-9e43-a4ee7e0aa384.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2017-02-17
Reporting Person: Buffie Craig A (Chief Human Resources Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-17 | Common Shares | M | 16089 | — | Acquired | 63655 | Direct |
| 2017-02-17 | Common Shares | F | 5514 | $18.96 | Disposed | 58141 | Direct |
| 2017-02-20 | Common Shares | A | 24134 | — | Acquired | 82275 | Direct |
| 2017-02-20 | Common Shares | F | 8049 | $18.96 | Disposed | 74226 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-17 | Restricted Stock Units | $ | M | 5280 | Disposed | Common Shares (5280) | Direct | |
| 2017-02-17 | Restricted Stock Units | $ | M | 4452 | Disposed | Common Shares (4452) | Direct | |
| 2017-02-17 | Restricted Stock Units | $ | M | 6357 | Disposed | Common Shares (6357) | Direct | |
| 2017-02-20 | Restricted Stock Units | $ | A | 17932 | Acquired | Common Shares (17932) | Direct | |
| 2017-02-20 | Option to Buy | $18.96 | A | 14130 | Acquired | 2027-02-20 | Common Shares (14130) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 17, 2014.
F3: The restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.
F4: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
F5: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
F6: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F7: The options to buy, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.