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KEYCORP /NEW/ — Director's Dealing 2017
Feb 22, 2017
30283_dirs_2017-02-22_22ce1d52-0bba-45e0-8ddf-fe74b1e01990.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2017-02-17
Reporting Person: Burke Edward J. (Co-Pres., Key Community Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-17 | Common Shares | M | 86735 | — | Acquired | 211749 | Direct |
| 2017-02-17 | Common Shares | F | 36319 | $18.96 | Disposed | 175430 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-17 | Restricted Stock Units | $ | M | 37133 | Disposed | Common Shares (37133) | Direct | |
| 2017-02-17 | Restricted Stock Units | $ | M | 9283 | Disposed | Common Shares (9283) | Direct | |
| 2017-02-17 | Restricted Stock Units | $ | M | 30051 | Disposed | Common Shares (30051) | Direct | |
| 2017-02-17 | Restricted Stock Units | $ | M | 10268 | Disposed | Common Shares (10268) | Direct | |
| 2017-02-20 | Restricted Stock Units | $ | A | 28480 | Acquired | Common Shares (28480) | Direct | |
| 2017-02-20 | Option to Buy | $18.96 | A | 23913 | Acquired | 2027-02-20 | Common Shares (23913) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 6612 | Indirect |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: Includes approximately 39 common shares acquired through dividend reinvestments in March 2016.
F3: Reported as of February 9, 2017.
F4: Includes approximately 2,165 dividend-equivalent restricted stock units accrued between June 2014 and December 2016.
F5: These restricted stock units, granted on February 17, 2014, vested in full on February 17, 2017.
F6: These restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.
F7: Includes approximately 466 dividend-equivalent restricted stock units accrued between March and December 2016.
F8: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
F9: Includes approximately 2,263 dividend-equivalent restricted stock units accrued between March and December 2016.
F10: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
F11: Includes approximately 1,031 dividend-equivalent restricted stock units accrued between March and December 2016.
F12: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
F13: The options to buy, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.