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KEYCORP /NEW/ — Director's Dealing 2016
Feb 19, 2016
30283_dirs_2016-02-19_a3d51610-6cd7-472d-ac76-9983148c3c10.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2016-02-17
Reporting Person: Harris Paul N (General Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-17 | Common Shares | M | 9168 | — | Acquired | 109245 | Direct |
| 2016-02-17 | Common Shares | F | 3309 | $10.93 | Disposed | 105936 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-17 | Restricted Stock Units | $ | M | 4827 | Disposed | Common Shares (4827) | Direct | |
| 2016-02-17 | Restricted Stock Units | $ | M | 4341 | Disposed | Common Shares (4341) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 20522 | Indirect |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: Reported as of December 31, 2015.
F3: The restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.
F4: Includes approximately 293 dividend-equivalent restricted stock units accrued between March and December 2015.
F5: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
F6: Includes approximately 351 dividend-equivalent restricted stock units accrued between March and December 2015.