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KEYCORP /NEW/ — Director's Dealing 2016
Mar 3, 2016
30283_dirs_2016-03-03_e8681af4-863b-4638-ad8e-364194619963.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2016-03-01
Reporting Person: Harris Paul N (General Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-01 | Common Shares | M | 6779 | — | Acquired | 112715 | Direct |
| 2016-03-01 | Common Shares | F | 2227 | $10.90 | Disposed | 110488 | Direct |
| 2016-03-02 | Common Shares | M | 9350 | — | Acquired | 119838 | Direct |
| 2016-03-02 | Common Shares | F | 4159 | $11.31 | Disposed | 115679 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-01 | Restricted Stock Units | $ | M | 6779 | Disposed | Common Shares (6779) | Direct | |
| 2016-03-02 | Restricted Stock Units | $ | M | 6782 | Disposed | Common Shares (6782) | Direct | |
| 2016-03-02 | Restricted Stock Units | $ | M | 2568 | Disposed | Common Shares (2568) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 20522 | Indirect |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: Reported as of December 31, 2015.
F3: The restricted stock units, granted on March 1, 2013, vest in four equal annual installments.
F4: Includes approximately 305 dividend-equivalent restricted stock units accrued between March and December 2015.
F5: Includes approximately 167 dividend-equivalent restricted stock units accrued between March and December 2015.
F6: The restricted stock units, granted on March 2, 2012, fully vest on March 2, 2016.
F7: Includes approximately 63 dividend-equivalent restricted stock units accrued between March and December 2015.