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KEYCORP /NEW/ Director's Dealing 2016

Mar 3, 2016

30283_dirs_2016-03-03_e8681af4-863b-4638-ad8e-364194619963.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2016-03-01

Reporting Person: Harris Paul N (General Counsel & Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-01 Common Shares M 6779 Acquired 112715 Direct
2016-03-01 Common Shares F 2227 $10.90 Disposed 110488 Direct
2016-03-02 Common Shares M 9350 Acquired 119838 Direct
2016-03-02 Common Shares F 4159 $11.31 Disposed 115679 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-01 Restricted Stock Units $ M 6779 Disposed Common Shares (6779) Direct
2016-03-02 Restricted Stock Units $ M 6782 Disposed Common Shares (6782) Direct
2016-03-02 Restricted Stock Units $ M 2568 Disposed Common Shares (2568) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 20522 Indirect

Footnotes

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2: Reported as of December 31, 2015.

F3: The restricted stock units, granted on March 1, 2013, vest in four equal annual installments.

F4: Includes approximately 305 dividend-equivalent restricted stock units accrued between March and December 2015.

F5: Includes approximately 167 dividend-equivalent restricted stock units accrued between March and December 2015.

F6: The restricted stock units, granted on March 2, 2012, fully vest on March 2, 2016.

F7: Includes approximately 63 dividend-equivalent restricted stock units accrued between March and December 2015.