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KEYCORP /NEW/ — Director's Dealing 2016
Mar 3, 2016
30283_dirs_2016-03-03_605896e9-ab0a-4b07-9c3c-d953db9df770.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2016-03-01
Reporting Person: Hartmann William L. (Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-01 | Common Shares | M | 7061 | — | Acquired | 95517 | Direct |
| 2016-03-01 | Common Shares | F | 3351 | $10.90 | Disposed | 92166 | Direct |
| 2016-03-02 | Common Shares | M | 8048 | — | Acquired | 100214 | Direct |
| 2016-03-02 | Common Shares | F | 3820 | $11.31 | Disposed | 96394 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-01 | Restricted Stock Units | $ | M | 7061 | Disposed | Common Shares (7061) | Direct | |
| 2016-03-02 | Restricted Stock Units | $ | M | 5651 | Disposed | Common Shares (5651) | Direct | |
| 2016-03-02 | Restricted Stock Units | $ | M | 2397 | Disposed | Common Shares (2397) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2: The restricted stock units, granted on March 1, 2013, vest in four equal annual installments.
F3: Includes approximately 318 dividend-equivalent restricted stock units accrued between March and December 2015.
F4: Includes approximately 139 dividend-equivalent restricted stock units accrued between March and December 2015.
F5: The restricted stock units, granted on March 2, 2012, vest fully on March 2, 2016.
F6: Includes approximately 59 dividend-equivalent restricted stock units accrued between March and December 2015.