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KEYCORP /NEW/ — Director's Dealing 2016
Mar 18, 2016
30283_dirs_2016-03-18_5250bd7a-951d-4485-aacc-d51e35e02330.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2016-03-10
Reporting Person: Terrell Kathleen F (Chief Human Resources Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 41377 | Direct |
| Common Shares | 3424 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to Buy | $36.37 | 2016-07-21 | Common Shares (6494) | Direct | |
| Options to Buy | $36.20 | 2017-07-20 | Common Shares (10714) | Direct | |
| Options to Buy | $11.16 | 2018-07-25 | Common Shares (10000) | Direct | |
| Options to Buy | $8.42 | 2020-07-27 | Common Shares (4481) | Direct | |
| Options to Buy | $9.26 | 2021-03-04 | Common Shares (11950) | Direct | |
| Options to Buy | $7.98 | 2022-03-02 | Common Shares (13750) | Direct | |
| Options to Buy | $9.33 | 2023-03-01 | Common Shares (4225) | Direct | |
| Options to Buy | $12.92 | 2024-02-17 | Common Shares (2946) | Direct | |
| Options to Buy | $14.11 | 2025-02-16 | Common Shares (3695) | Direct | |
| Options to Buy | $10.49 | 2026-02-15 | Common Shares (8177) | Direct | |
| Restricted Stock Units | $ | Common Shares (2597) | Direct | ||
| Restricted Stock Units | $ | Common Shares (3765) | Direct | ||
| Restricted Stock Units | $ | Common Shares (5242) | Direct | ||
| Restricted Stock Units | $ | Common Shares (10076) | Direct | ||
| Deferred Shares | $ | Common Shares (919) | Direct |
Footnotes
F1: Vested in four equal annual installments, beginning on the date shown. These options have fully vested.
F2: Vests in four equal annual installments, beginning on the date shown.
F3: These restricted stock units vest in four equal annual installments. The first installment vested on March 1, 2014.
F4: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F5: These restricted stock units vest in four equal annual installments. The first installment vested on February 17, 2015.
F6: These restricted stock units vest in four equal annual installments. The first installment vested on February 17, 2016.
F7: These restricted stock units vest in four equal annual installments, beginning on February 17, 2017.
F8: Deferred shares held in the Common Share account of the KeyCorp Deferred Savings Plan (the "Plan") are only distributable in accordance with the terms of that Plan, which is not a date certain. Contributions to the Common Share account of the Plan were frozen beginning in 2012.
F9: Each deferred share represents the right to receive one KeyCorp common share at distribution.