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KEYCORP /NEW/ — Director's Dealing 2016
Jul 26, 2016
30283_dirs_2016-07-26_ca479d01-52a2-463b-838e-84bdb0a64e5f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KEYCORP /NEW/ (KEY)
CIK: 0000091576
Period of Report: 2016-07-22
Reporting Person: Dallas H James (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-22 | Common Shares | M | 6876 | — | Acquired | 56384 | Direct |
| 2016-07-22 | Common Shares | D | 3438 | $11.81 | Disposed | 52946 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-22 | Deferred Shares | $ | M | 6876 | Disposed | 2016-07-22 | Common Shares (6876) | Direct |
Footnotes
F1: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On July 22, 2016, 3,438 of Mr. Dallas's Deferred Shares were settled for cash, and the remaining 3,438 Deferred Shares were settled for an equal number of KeyCorp Common Shares.
F2: Includes approximately 206 dividend-equivalent Deferred Shares accrued in June 2016.
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