AI assistant
Keurig Dr Pepper Inc. — Director's Dealing 2017
Mar 6, 2017
30106_dirs_2017-03-06_440d253b-e269-4737-bd56-0616cba9b06d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Dr Pepper Snapple Group, Inc. (DPS)
CIK: 0001418135
Period of Report: 2017-03-02
Reporting Person: SZOSTAK M ANNE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-03 | Common Stock | M | 2805 | $0.00 | Acquired | 2805 | Direct |
| 2017-03-03 | Common Stock | J | 211 | $0.00 | Acquired | 3016 | Direct |
| 2017-03-03 | Common Stock | J | 3016 | $0.00 | Disposed | 0 | Direct |
| 2017-03-03 | Common Stock | J | 3016 | $0.00 | Acquired | 20139 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-02 | Restricted Stock Unit | $0.00 | A | 1796 | Acquired | Common Stock (1796) | Direct | |
| 2017-03-03 | Restricted Stock Unit | $0.00 | M | 2805 | Disposed | Common Stock (2805) | Direct |
Footnotes
F1: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.
F2: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 3, 2017.
F3: The reporting person directed that the 3,016 shares beneficially owned by reporting person be transferred to the M. Anne Szostak Trust, in which the reporting person has a pecuniary interest.
F4: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
F5: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.