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Keros Therapeutics, Inc. — Director's Dealing 2021
May 13, 2021
32602_dirs_2021-05-13_21a08be6-ff10-4b2b-8e6f-bbf71ad139c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Keros Therapeutics, Inc. (KROS)
CIK: 0001664710
Period of Report: 2021-05-11
Reporting Person: Lachey Jennifer (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-11 | Common Stock | M | 2650 | $0.30 | Acquired | 73837 | Direct |
| 2021-05-11 | Common Stock | S | 2650 | $50.00 | Disposed | 71187 | Direct |
| 2021-05-13 | Common Stock | M | 6220 | $0.11 | Acquired | 77407 | Direct |
| 2021-05-13 | Common Stock | M | 500 | $0.30 | Acquired | 77907 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-11 | Employee Stock Option (right to buy) | $0.30 | M | 2650 | Disposed | 2028-03-25 | Common Stock (2650) | Direct |
| 2021-05-13 | Employee Stock Option (right to buy) | $0.11 | M | 6220 | Disposed | 2027-04-02 | Common Stock (6220) | Direct |
| 2021-05-13 | Employee Stock Option (right to buy) | $0.30 | M | 500 | Disposed | 2028-03-25 | Common Stock (500) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: Immediately exercisable.
F3: One-twelfth (1/12th) of the shares subject to the option vested or shall vest in equal quarterly installments commencing on March 18, 2018, subject to the Reporting Person continuing to provide service through each such date.
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