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Keros Therapeutics, Inc. Director's Dealing 2021

Dec 3, 2021

32602_dirs_2021-12-03_26c4e78a-fcf4-47a6-a446-9b02ac9a35d0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Keros Therapeutics, Inc. (KROS)
CIK: 0001664710
Period of Report: 2021-12-01

Reporting Person: Knowles Julius (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-01 Common Stock S 4243 $53.48 Disposed 395014 Indirect
2021-12-01 Common Stock S 2766 $53.48 Disposed 267580 Indirect
2021-12-01 Common Stock S 5168 $54.67 Disposed 389846 Indirect
2021-12-01 Common Stock S 3372 $54.67 Disposed 264208 Indirect
2021-12-01 Common Stock S 2528 $55.71 Disposed 387318 Indirect
2021-12-01 Common Stock S 1649 $55.71 Disposed 262559 Indirect
2021-12-01 Common Stock S 1566 $56.27 Disposed 385752 Indirect
2021-12-01 Common Stock S 1021 $56.27 Disposed 261538 Indirect
2021-12-02 Common Stock S 79 $51.99 Disposed 385673 Indirect
2021-12-02 Common Stock S 52 $52.00 Disposed 261486 Indirect
2021-12-02 Common Stock S 6372 $53.17 Disposed 379301 Indirect
2021-12-02 Common Stock S 4155 $53.17 Disposed 257331 Indirect
2021-12-02 Common Stock S 8747 $53.86 Disposed 370554 Indirect
2021-12-02 Common Stock S 5705 $53.86 Disposed 251626 Indirect
2021-12-02 Common Stock S 138 $54.67 Disposed 370416 Indirect
2021-12-02 Common Stock S 90 $54.67 Disposed 251536 Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.04 to $54.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (5), (6), (7), (8), (9), (10) and (11).

F3: The securities are held by Partners Innovation Fund, LLC ("PIF I"). Partners Innovation Fund, LLC ("Partners GP I") is the ultimate general partner of PIF I. The Reporting Person, a member of the board of directors of the Issuer, is a partner of Partners GP I and as a result, may be deemed to share voting and investment power with respect to the shares held by PIF I.

F4: The securities are held by Partners Innovation Fund II, L.P. ("PIF II"). Partners Innovation Fund II, LLC ("Partners GP II") is the ultimate general partner of PIF II. The Reporting Person, a member of the board of directors of the Issuer, is a partner of Partners GP II and as a result, may be deemed to share voting and investment power with respect to the shares held by PIF II.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.055 to $55.05 inclusive.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.055 to $56.05 inclusive.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.06 to $57.02 inclusive.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.58 to $52.57 inclusive.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.61 to $53.605 inclusive.

F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.625 to $54.43 inclusive.

F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.665 to $54.69 inclusive.