KDDL Ltd — Regulatory Filings 2021

May 13, 2021

KDDL Limited

Kamla Centre, SCO 88-89, Sector 8-C, Chandigarh - 160 009, INDIA. Tel: +91 172 2548223/24, 2544378/79 Fax: +91 172 2548302; Website:www.kddl.com; CIN-L33302HP1981PLC008123

Ref: KDDL/CS/2021-22/13 Date: 13

National Stock Exchange of India Limited Exchange Plaza, C-1, Block G, Bandra Kurla Complex, Bandra, Mumbai - 400 051

th May, 2021

BSE Limited, Phiroze Jeejeebhoy Towers, Dalal Street, Mumbai - 400001

Trading Symbol : KDDL Scrip Code : 532054

Subject: Reporting under SEBI (Prohibition of Insider Trading) Regulations, 2015 (Regulations) read with SEBI Circular No. SEBI/HO/ISD/CIR/P /2020/135 dated July 23, 2020

Dear Sir/Madam,

With reference to captioned subject, we are enclosing herewith the details of violation of the Company's Code of Conduct framed under Regulations, by the Designated Person along with the action taken by the Company thereon.

Please take the above information on record.

Thanking you,

For KDDL Limited

Brahm Prakash Kumar Company Secretary

Report by KDDL Limited for violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015.

Sr.No.	Particulars	Details
1	Name of the listed company/ Intermediary/Fiduciary	KDDL Limited
2	Please tick appropriate checkbox	Listed Company
	Reporting in capacity of :
	☐ √Listed Company
	☐ Intermediary
	☐ Fiduciary
3	A. Details of Designated Person (DP)
	i.Name of the DP	Sanjay Narula
	ii.PAN of the DP	AATPN5126D
	iii.Designation of DP	General Manager
	iv.Functional Role of DP	Unit Head
	v.Whether DP is Promoter or belongs to PromoterGroup	No
	B. If Reporting is for immediate relative of DP
	Name of the immediate relative of DPi.	NA
	PAN of the immediate relative of DPii.	NA
	C. Details of transaction(s)
	Name of the scripi.	KDDL Limited
	No of shares traded and value (Rs.) (Date- wise)ii.	Date : 16th April, 2021No. of Shares : 750 equity sharesValue : Rs. 2,67,375/-
	D. In case value of trade(s) is more than Rs.10 lacs in a calendar Quarter
	i.Dateofintimationoftrade(s)byconcerned DP/director/promoter/promoter groupto Company under regulation 7 of SEBI (PIT) Regulations,2015	NA
	ii.Date of intimation of trade(s) by Company to stockexchangesunderregulation7ofSEBI	NA(PIT) Regulations, 2015
4	Details of violations observed under Code of Conduct	Shares sold during the tradingwindow closureperiod.
5	Action taken by Listed company/ Intermediary/ Fiduciary	WarningLetterhasbeenissuedtotheDesignated Person in terms of Company's Codeof Conduct that he would not deal in any way inthe equity shares of the Company in violationCompany'sCodeofConductandSEBI(Prohibition of Insider Trading) Regulations, 2015(SEBI Regulations) He has also been advised that

			in case of any subsequent violation, furtheraction would be taken in terms of Code ofConduct and SEBI Regulations.
6	Reasons recorded in writing for taking action stated above		This is first instance of violation at DP's end thathe sold shares during trading window closure. Asdirected by the Chairman of the Audit Committeeand in terms of Code of Conduct to regulate,monitorandreporttradingbyDesignatedPersons and immediate relatives of Designatedpersons, warning letter has been issued to DP.
7	Details of the previous instances of violations, if any, since last financialyear		Nil
8	If any amount collected for Code of Conduct violation(s)		NA
	i. Mode of transfer to SEBI - IPEF (Online/Demand Draft)
	ii. Details of transfer/payment In case of Online:In case of Demand Draft (DD):
	Particulars	Details
	Bank Name and branch
	DD Number
	DD date
	DD amount (in Rs.)
9	Any other relevant information

Yours faithfully, Date: 13

Name: Brahm Prakash Kumar PAN: AQMPK3794M Email ID: investor.complaints@kddl.com

th May, 2021 For KDDL Limited Place: Chandigarh