AI assistant
Kartoon Studios, Inc. — Director's Dealing 2012
May 17, 2012
34707_dirs_2012-05-17_49ed11d0-fd54-489c-92d1-7827357baab3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Genius Brands International, Inc. (GNUS)
CIK: 0001355848
Period of Report: 2011-12-31
Reporting Person: MEADER MICHAEL (Director, President, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-02 | Common Stock | A | 2262336 | — | Acquired | 11153469 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-31 | Options | $0.22 | A | 100000 | Acquired | 2016-12-21 | Common Stock (100000) | Direct |
Footnotes
F1: Acquired on May 2, 2012 pursuant to a conversion of a then outstanding note balance of $452,476.10 into 2,262,336 shares of the Company's common stock.
F2: Represents 6,653,469 shares held by The Meader Family Trust dated June 27, 2002, over which Mr. Meader acts as co-trustee with Suzanne Donayan Meader and shares voting and dispositive power, and 4,500,000 shares held by three separate trusts established for the benefit of Mr. Meader's children, over which Mr. Meader acts as co-trustee with Suzanne Donayan Meader. Mr. Meader disclaims ownership of the 4,500,000 shares held in the children's trusts.
F3: Issued directly from the Issuer to Reporting Person pursuant to the Issuer's Stock Option Plan on December 31, 2011.