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KAISER ALUMINUM CORP — Director's Dealing 2019
Aug 1, 2019
32067_dirs_2019-08-01_c926eb73-886c-4c0d-aaae-b590350e3b1c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KAISER ALUMINUM CORP (KALU)
CIK: 0000811596
Period of Report: 2019-07-30
Reporting Person: HOCKEMA JACK A (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-30 | Common Stock, par value $0.01 per share | S | 11220 | $95.9156 | Disposed | 60071 | Indirect |
| 2019-07-31 | Common Stock, par value $0.01 per share | S | 1280 | $96.3712 | Disposed | 58791 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 27282 | Direct |
Footnotes
F1: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.
F2: Represents the sale of 11,220 shares in multiple transactions, ranging from $95.46 to $96.71 per share, resulting in a weighted average sale price of $95.9156 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
F3: Represents the sale of 1,280 shares in multiple transactions, ranging from $96.23 to $96.39 per share, resulting in a weighted average sale price of $96.3712 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
F4: Shares acquired pursuant to grants of restricted stock units.