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Johnson Controls International plc — Director's Dealing 2021
Mar 9, 2021
29939_dirs_2021-03-09_4ba8099e-164d-48a3-83e0-b45d3922bf4f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2021-03-08
Reporting Person: VanHimbergen Robert M (VP Corporate Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-08 | Ordinary Shares | M | 4265 | $37.36 | Acquired | 37687.83 | Direct |
| 2021-03-08 | Ordinary Shares | S | 4265 | $60.06 | Disposed | 33422.83 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-08 | Employee Stock Option (Right to Buy) | $37.36 | M | 4265 | Disposed | 2027-12-07 | Ordinary Shares (4265) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 6599.11 | Indirect |
Footnotes
F1: Transaction effected pursuant to a Rule 10b5-1 trading plan.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.145 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.