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JOHN WILEY & SONS, INC. — Director's Dealing 2021
May 4, 2021
31639_dirs_2021-05-04_d4c02d59-1cb6-4bd7-8a37-0dada8fc9a8b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JOHN WILEY & SONS, INC. (JWA/JWB)
CIK: 0000107140
Period of Report: 2021-04-30
Reporting Person: KRITZMACHER JOHN A (CFO and EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-30 | Class A Common | M | 3050.0000 | $0.0000 | Acquired | 65048.0000 | Direct |
| 2021-04-30 | Class A Common | M | 2752.0000 | $0.0000 | Acquired | 67800.0000 | Direct |
| 2021-04-30 | Class A Common | M | 2288.0000 | $0.0000 | Acquired | 70088.0000 | Direct |
| 2021-04-30 | Class A Common | M | 1788.0000 | $0.0000 | Acquired | 71876.0000 | Direct |
| 2021-04-30 | Class A Common | F | 3035.0000 | $56.9400 | Disposed | 68841.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-30 | Restricted Stock Units | $0.0000 | M | 1788.0000 | Disposed | Class A Common (1788.0000) | Direct | |
| 2021-04-30 | Restricted Stock Units | $0.0000 | M | 2288.0000 | Disposed | Class A Common (2288.0000) | Direct | |
| 2021-04-30 | Restricted Stock Units | $0.0000 | M | 2752.0000 | Disposed | Class A Common (2752.0000) | Direct | |
| 2021-04-30 | Restricted Stock Units | $0.0000 | M | 3050.0000 | Disposed | Class A Common (3050.0000) | Direct |
Footnotes
F1: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.
F2: Restricted stock units convert into Class A common stock on a one-for-one basis.
F3: On June 20, 2018, the reporting person was granted 7,154 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F4: On June 21, 2017, the reporting person was granted 9,151 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F5: On June 27, 2019, the reporting person was granted 11,007 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F6: On June 26, 2020, the reporting person was granted 12,201 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.