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JOHN WILEY & SONS, INC. — Director's Dealing 2021
Dec 23, 2021
31639_dirs_2021-12-23_59992cdd-b57f-459b-8138-f2c3f8e3a90a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: JOHN WILEY & SONS, INC. (JWA/JWB)
CIK: 0000107140
Period of Report: 2021-12-15
Reporting Person: Hofer Shari (EVP & Chief Marketing Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Options | $63.0700 | 2031-06-23 | Class A Common (20000.0000) | Direct | |
| Restricted Stock Units | $0.0000 | 2028-06-20 | Class A Common (719.0000) | Direct | |
| Restricted Stock Units | $0.0000 | 2031-06-24 | Class A Common (1262.0000) | Direct | |
| Restricted Stock Units | $0.0000 | 2030-06-26 | Class A Common (1307.0000) | Direct | |
| Restricted Stock Units | $0.0000 | 2029-06-27 | Class A Common (1145.0000) | Direct | |
| Restricted Stock Units | $0.0000 | 2030-08-11 | Class A Common (327.0000) | Direct | |
| Restricted Stock Units | $0.0000 | 2030-12-16 | Class A Common (2853.0000) | Direct |
Footnotes
F1: Non-qualified stock options to vest as follows: 2,000 on 4/30/2022; 4,000 on 4/30/2023, 6,000 on 4/30/2024 and 8,000 on 4/30/2025.
F2: Stock options granted at 10% premium over closing stock price at date of grant.
F3: Restricted Stock Units granted on June 20, 2018 - 180 shares to vest on 4/30/2022. Restricted stock units subject to forfeiture until vested.
F4: Restricted Stock Units granted on June 24, 2021, vesting as follows: 315 shares to vest on 4/30/2022, 316 shares to vest on 4/30/2023, 315 shares to vest on 4/30/2024 and 316 shares to vest on 4/30/2025. Restricted stock unites subject to forteiture until vested.
F5: Restricted Stock Units granted on June 26, 2020, vesting as follows: 327 shares to vest on 4/30/2022, 327 shares to vest on 4/30/2023 and 327 shares to vest on 4/30/2024. Restricted stock units subject to forfeiture until vested.
F6: Restricted Stock Units granted on June 27, 2019, vesting as follows: 286 shares to vest on 4/30/2022, and 287 shares to vest on 4/30/2023. Restricted stock units subject to forfeiture until vested.
F7: Restricted Stock Units granted on August 11, 2020, vesting as follows: 82 shares to vest on 4/30/2022, 82 shares to vest on 4/30/2023 and 82 shares to vest on 4/30/2024. Restricted stock units subject to forfeiture until vested.
F8: Represents a settlement of Performance Stock Units granted as Restricted Stock Units on July 8, 2021, vesting on 6/23/2023. Restricted stock units subject to forfeiture until vested.