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JOHN WILEY & SONS, INC. — Director's Dealing 2017
May 2, 2017
31639_dirs_2017-05-02_3c62e592-7c4a-4017-b8ab-67e33c077fde.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILEY JOHN & SONS, INC. (JWA/JWB)
CIK: 0000107140
Period of Report: 2017-04-30
Reporting Person: RINCK GARY M (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-30 | Class A Common | M | 3367.0000 | $0.0000 | Acquired | 44899.0000 | Direct |
| 2017-04-30 | Class A Common | M | 1251.0000 | $0.0000 | Acquired | 46150.0000 | Direct |
| 2017-04-30 | Class A Common | M | 1250.0000 | — | Acquired | 47400.0000 | Direct |
| 2017-04-30 | Class A Common | M | 1057.0000 | — | Acquired | 48457.0000 | Direct |
| 2017-04-30 | Class A Common | M | 450.0000 | $0.0000 | Acquired | 48907.0000 | Direct |
| 2017-04-30 | Class A Common | F | 2485.0000 | $52.7000 | Disposed | 46422.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-30 | Restricted Performance Units | $0.0000 | M | 3367.0000 | Disposed | Class A Common (3367.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $0.0000 | M | 450.0000 | Disposed | Class A Common (450.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $ | M | 1057.0000 | Disposed | Class A Common (1057.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $ | M | 1250.0000 | Disposed | Class A Common (1250.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $0.0000 | M | 1251.0000 | Disposed | Class A Common (1251.0000) | Direct |
Footnotes
F1: $0.00
F2: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.
F3: Restricted performance units convert into Class A common stock on a one-for-one basis.
F4: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.
F5: Restricted stock units convert into Class A common stock on a one-for-one basis.
F6: On June 24, 2015, the reporting person was granted 1,800 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F7: On June 22, 2016, the reporting person was granted 4,229 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017.
F8: On June 25, 2013, the reporting person was granted 2,500 restricted stock units, vesting in two annual installments on the fourth and fifth anniversaries of April 30th after the grant.
F9: On June 24, 2015, the reporting person was granted 2,502 restricted stock units as settlement of PSUs, vesting in two annual installments on April 30 2016 and 2017.